Method And Apparatus For Handling Uplink Transmissions using Multiple Uplink Carriers

ABSTRACT

A method and an apparatus for uplink transmission using multiple uplink carriers are disclosed. A wireless transmit/receive unit (WTRU) selects a dedicated channel medium access control (MAC-d) flow with highest priority data to be transmitted and performs uplink carrier selection and enhanced dedicated channel (E-DCH) transport format combination (E-TFC) restriction and selection to select a carrier among a plurality of carriers and select an E-TFC based on a maximum supported payload, a remaining scheduled grant payload of the selected carrier and a remaining non-scheduled grant payload. The WTRU then generates a medium access control (MAC) protocol data unit (PDU) for E-DCH transmission via the selected carrier based on the selected E-TFC.

CROSS REFERENCE TO RELATED APPLICATIONS

This application is a continuation of U.S. patent application Ser. No.13/693,721 filed Dec. 4, 2012, which is a continuation of U.S. patentapplication Ser. No. 12/610,302 filed Oct. 31, 2009, now issued as U.S.Pat. No. 8,358,614 on Jan. 22, 2013; which claims benefit of U.S.provisional application Nos. 61/109,978 tiled Oct. 31, 2008, 61/141,638filed Dec. 30, 2008, 61/159,659 filed Mar. 12, 2009, and 61/168,451filed Apr. 10, 2009, 61/218,208 filed Jun. 18, 2009, 61/232,351 filedAug. 7, 2009, 61/235,995 filed Aug. 21, 2009, 61/248,289 filed Oct. 2,2009, and 61/250,804 filed Oct. 12, 2009, which are incorporated byreference as if fully set forth herein.

FIELD OF INVENTION

This application is related to wireless communications.

BACKGROUND

Wireless communication systems keep evolving to meet the needs forproviding continuous and faster access to a data network. In order tomeet these needs, wireless communication systems may use multiplecarriers for the transmission of data. A wireless communication systemthat uses multiple carriers for the transmission of data may be referredto as a multi-carrier system. The use of multiple carriers is expandingin both cellular and non-cellular wireless systems.

A multi-carrier system may increase the bandwidth available in awireless communication system according to a multiple of how manycarriers are made available. For instance, a dual carrier system willdouble the bandwidth when compared to a single carrier system and atri-carrier system will triple the bandwidth when compared to a singlecarrier system, etc. In addition to this throughput gain, diversity andjoint scheduling gains may also be expected. This may result inimproving the quality of service (QoS) for end users. Further, the useof multiple carriers may be used in combination with multiple-inputmultiple-output (MIMO).

By way of example, in the context of third generation partnershipproject (3GPP) systems, a new feature called dual cell high speeddownlink packet access (DC-HSDPA) has been introduced in Release 8 ofthe 3GPP specifications. With DC-HSDPA, a base station (which may alsobe referred to as a Node-B an access point, site controller, etc. inother variations or types of communications networks) communicates to awireless transmit/receive unit (WTRU) over two downlink carrierssimultaneously. This not only doubles the bandwidth and the peak datarate available to WTRUs, but also has a potential to increase thenetwork efficiency by means of fast scheduling and fast channel feedbackover two carriers.

For DC-HSDPA operation, each WTRU is assigned two downlink carriers: ananchor carrier and a supplementary carrier. The anchor carrier carriesall physical layer dedicated and shared control channels associated withtransport channels such as the high speed downlink shared channel(HS-DSCH), the enhanced dedicated channel (E-DCH), and the dedicatedchannel (DCH) operations. Such physical layer channels include, by wayof example, the fractional dedicated physical channel (F-DPCH), theE-DCH HARQ indicator channel (E-HICH), the E-DCH relative grant channel(E-RGCH), the E-DCH absolute grant channel (E-AGCH), the common pilotchannel (CPICH), the high speed shared control channel (HS-SCCH), andthe high speed physical downlink shared channel (HS-PDSCH), and thelike). The supplementary carrier may carry a CPICH, an HS-SCCH and anHS-PDSCH for the WTRU. The uplink transmission remains on a singlecarrier in the current system. The high speed dedicated physical controlchannel (HS-DPCCH) feedback information is provided on the uplinkcarrier to the Node-B and contains information for each downlinkcarrier.

FIG. 1 shows the medium access control (MAC) layer structure forDC-HSDPA operation in a 3GPP context. The MAC-ehs entity includes onehybrid automatic repeat request (HARQ) entity per HS-DSCH transportchannel. This implies that HARQ retransmissions may take place over thesame transport channel which somewhat restricts the benefit of frequencydiversity potentially brought by the use of more than one carrier ifeach HS-DSCH transport channel has a fixed mapping to physical channelresources. However, it has been suggested that the mapping between anHS-DSCH and physical resources (e.g., codes and carrier frequencies) maybe dynamically modified in order to provide a diversity benefit.

As mentioned above, multi-carrier transmissions increase the throughputand efficiency of the downlink. However, in the uplink, physical layerchannels are carried using a single carrier. Therefore, a need existsfor a method and apparatus for handling uplink transmissions usingmultiple uplink channels.

SUMMARY

A method and apparatus for handling uplink transmissions using multipleuplink carriers are disclosed. A WTRU selects a dedicated channel mediumaccess control (MAC-d) flow with the highest priority data to betransmitted and performs uplink carrier selection and enhanced dedicatedchannel (E-DCH) transport format combination (E-TFC) restriction andselection to select a carrier among a plurality of carriers and selectan E-TFC based on, for example, a maximum supported payload, a remainingscheduled grant payload of the selected carrier and a remainingnon-scheduled grant payload. The WTRU then generates a medium accesscontrol (MAC) protocol data unit (PDU) for E-DCH transmission via theselected carrier based on the selected E-TFC. The WTRU selects anothercarrier and repeats the above steps, and transmits the generated MACPDUs.

BRIEF DESCRIPTION OF THE DRAWINGS

A more detailed understanding may be had from the following description,given by way of example in conjunction with the accompanying drawingswherein:

FIG. 1 shows the MAC layer structure for DC-HSDPA operation according tothe prior art;

FIG. 2 shows an example wireless communication system according to theprior art;

FIG. 3 shows an example wireless communication system wherein uplinktransmissions are handled using multiple uplink carriers;

FIG. 4 is a functional block diagram of an example WTRU and an exampleNode-B of the wireless communication system of FIG. 3;

FIG. 5 is a functional block diagram wherein two uplink carriers arecontrolled by transmit power control (TPC) commands transmitted to aWTRU on two downlink carriers;

FIGS. 6 and 7 are functional block diagrams wherein two uplink carriersare controlled by transmit power control (TPC) commands transmitted to aWTRU on a single downlink carrier;

FIG. 8 shows an example F-DPCH slot format in accordance with oneembodiment;

FIG. 9 is a functional block diagrams wherein transmit power control(TPC) commands are sent in the uplink in a multiple uplink carrierenvironment;

FIG. 10 is a flow diagram of an example process for E-TFC selection andMAC-e or MAC-i PDU generation while utilizing two uplink carriers; and

FIG. 11 shows scheduling information format in accordance with oneembodiment.

DETAILED DESCRIPTION

When referred to hereafter, the terminology “WTRU” includes but is notlimited to a user equipment (UE), a mobile station, a fixed or mobilesubscriber unit, a pager, a cellular telephone, a personal digitalassistant (PDA), a computer, a machine-to-machine (M2M) device, a sensoror any other type of device capable of operating in a wirelessenvironment. When referred to hereafter, the terminology“Node-B”includes but is not limited to a base station, a sitecontroller, an access point (AP), or any other type of interfacingdevice capable of operating in a wireless environment.

The network may assign at least one downlink and/or at least one uplinkcarrier as an anchor downlink carrier and an anchor uplink carrier,respectively. In multi-carrier operation, a WTRU may be configured tooperate with two or more carriers or also referred to as frequencies.Each of these carriers may have distinct characteristics and logicalassociation with the network and the WTRU, and the operating frequenciesmay be grouped and referred to as anchor or primary carrier andsupplementary and secondary carrier. Hereinafter, the terminologies“anchor carrier” and “primary carrier”, and “supplementary carrier” and“secondary carrier” will be used interchangeably, respectively. If morethan two carriers are configured the WTRU may contain, more than oneprimary carrier and/or more than one secondary carrier(s). Theembodiments, described herein are applicable and can be extended tothese scenarios as well. For example, the anchor carrier may be definedas the carrier for carrying a specific set of control information fordownlink/uplink transmissions. Any carrier that is not assigned as ananchor carrier may be a supplementary carrier. Alternatively, thenetwork may not assign an anchor carrier and no priority, preference, ordefault status may be given to any downlink or uplink carriers.Hereinafter, the terms “anchor carrier”, “primary carrier”, “uplinkcarrier 1”, “first carrier”, and “first uplink carrier”, are usedinterchangeably herein for convenience. Similarly, the terms“supplementary carrier”, “secondary carrier”, “uplink carrier 2”,“second carrier”, and “second uplink carrier” are also usedinterchangeably herein. For multi-carrier operation more than onesupplementary carriers or secondary carriers may exist.

FIG. 2 shows an example wireless communication, system 100 according tothe prior art where uplink transmissions are handled with a singlecarrier 160 and downlink transmissions are handled using multiplecarriers 170. The wireless communication system 100 includes a pluralityof WTRUs 110, a Node-B 120, a controlling radio network controller(CRNC) 130, a serving radio network controller (SRNC) 140, and a corenetwork 150. The Node-B 120 and the CRNC 130 may collectively bereferred to as the UTRAN.

As shown in FIG. 2, the WTRUs 110 are in communication with the Node-B120, which is in communication with the CRNC 130 and the SRNC 140.Although three WTRUs 110, one Node-B 120, one CRNC 130, and one SRNC 140are shown in FIG. 2, it should be noted that any combination of wirelessand wired devices may be included in the wireless communication system100.

FIG. 3 shows an example wireless communications system 200 according toan example embodiment where uplink transmissions are handled usingmultiple carriers 260 and downlink transmissions are handled usingmultiple carriers 270. The wireless communication system 200 includes aplurality of WTRUs 210, a Node-B 220, a CRNC 230, a SRNC (240), and acore network 250. The Node-B 220 and the CRNC 230 may collectively bereferred to as the UTRAN.

As shown in FIG. 3, the WTRUs 210 are in communication with the Node-B220, which is in communication with the CRNC 230 and the SRNC 240.Although three WTRUs 210, one Node-B 220, one CRNC 230, and one SRNC 240are shown in FIG. 3, it should be noted that any combination of wirelessand wired devices may be included in the wireless communication system200.

FIG. 4 is a functional block diagram of the WTRU 410 and the Node-B 220of the wireless communication system 200 of FIG. 3. As shown in FIG. 3,the WTRU 410 is in communication with the Node-B 420 and both areconfigured to perform a method wherein uplink transmissions from theWTRU 410 are transmitted to the Node-B 420 using multiple uplinkcarriers 460. The WTRU 410 includes a processor 415, a receiver 416, atransmitter 417, a memory 418, an antenna 419, and other components (notshown) that may be found in a typical WTRU. The antenna 419 may includea plurality of antenna elements or plurality of antennas may be includedin the WTRU 410. The memory 418 is provided to store software includingoperating system, application, etc. The processor 415 is provided toperform, alone or in association with software and/or any one or more ofthe components, a method of performing uplink transmissions withmultiple uplink carriers. The receiver 416 and the transmitter 417 arein communication with the processor 415. The receiver 116 and thetransmitter 117 are capable of receiving and transmitting one or morecarriers simultaneously. Alternatively, multiple receivers and/ormultiple transmitters may be included in the WTRU 410. The antenna 419is in communication with both the receiver 416 and the transmitter 417to facilitate the transmission and reception of wireless data.

The Node B 420 includes a processor 425, a receiver 426, a transmitter427, a memory 428, an antenna 429, and other components (not shown)that, may be found in a typical base station. The antenna 429 mayinclude a plurality of antenna elements or plurality of antennas may beincluded in the Node B 420. The memory 428 is provided to store softwareincluding operating system, application, etc. The processor 425 isprovided to perform, alone or in association with software and/or anyone or more of the components, a method wherein uplink transmissionsfrom the WTRU 410 are transmitted to the Node-B 420 using multipleuplink carriers in accordance with embodiments disclosed below. Thereceiver 426 and the transmitter 427 are in communication with theprocessor 425. The receiver 426 and the transmitter 427 are capable ofreceiving and transmitting one or more carriers simultaneously.Alternatively, multiple receivers and/or multiple transmitters may beincluded in the Node B 420. The antenna 429 is in communication withboth the receiver 426 and the transmitter 427 to facilitate thetransmission and reception of wireless data.

Embodiments described herein provide several approaches for implementingmulticarrier uplink transmission, for performing power control onmultiple uplink carriers, and for allocating power and data acrossmultiple different uplink carriers. It is noted that althoughembodiments described herein are described in terms of a dual uplinkcarrier scenario, it should be understood that the embodiments describedherein are applicable to scenarios where any number of uplink carriersare implemented.

It is also noted that although the embodiments described herein aredescribed with reference to channels associated with 3GPP Releases 4through 7, it should be noted that the embodiments are applicable tofurther 3GPP releases (and the channels used therein) such as LTERelease 8 as well as any other type of wireless communication system,and the channels used therein. It should also be noted that theembodiments described herein may be applicable in any order or in anycombination.

Referring now to FIG. 5, embodiments to perform power control on bothuplink carriers 520, 540 (i.e., in a dual-carrier scenario) and allocatepower and data across the uplink carriers are described hereafter. It isnoted that while specific channels are shown being carried by uplink anddownlink carriers in FIGS. 5-7 and FIG. 9, any channels may be carriedin such carriers.

In accordance with one embodiment, the transmission powers of the uplinkdedicated physical control channel (DPCCH) transmissions 525, 545 onboth uplink carriers 520, 540 are controlled by two separate transmitpower control (TPC) commands transmitted by the Node-B. One TPC commandcontrols the power of the first uplink carrier 520 and the other TPCcommand controls the power of the second uplink carrier 540. The WTRUvaries the power of the DPCCH 525, 545 on each uplink carrier 520, 540based on the corresponding TPC command.

A Node-B may transmit a TPC command for an uplink carrier over an F-DPCH560, 580 on a downlink carrier 570, 590 corresponding to that uplinkcarrier 520, 540 respectively. A mapping between the uplink carrier andthe downlink carrier may be pre-defined. The WTRU typically obtains theTPC commands by listening to two channels (e.g., F-DPCH) transmittedover two different downlink carriers, but of course different channelsmay be used for transmitting such commands.

Alternatively, referring now to FIG. 6, the TPC commands for the twouplink carriers 520, 540 may be transmitted on two different channels562, 564 on the same downlink carrier 570 (either one of the downlinkcarriers 570 or 590 may be used, but 570 is shown as being used in thisembodiment). In this embodiment, the WTRU is not required to listen toboth downlink carriers 570 and 590 if there is no other activity on atleast one of the downlink carriers.

In a further alternative embodiment, shown in FIG. 7, the TPC commandsfor the two uplink carriers 520, 540 may be carried over a singlechannel 562 (e.g., F-DPCH) in a single downlink carrier 570 (again,either one of the downlink carriers 570 or 590 may be used, but 570 isshown as being used in this embodiment). FIG. 8 shows an example F-DPCHslot format in accordance with this alternative embodiment. An F-DPCHslot format includes two TPC fields per slot, where TPC1 and TCP2 eachcontain a power control command (UP or DOWN) for uplink carrier 1 anduplink carrier 2, respectively.

Referring again to FIG. 7, in another alternative embodiment, wherepower control commands for both uplink carriers are transmitted on asingle channel 562 such as the F-DPCH channel, the power controlcommands are time multiplexed. The time-multiplexing of power controlcommands may be achieved in a number of different ways. The powercontrol commands may evenly alternate between uplink carrier 1 520 anduplink carrier 2 540. For example, the uplink carrier for which thepower control command is destined may be determined as:

If (current connection frame number (CFN)+slot number) modulo 2=0, thenTPC is for uplink carrier 1;

Else, TPC is for uplink carrier 2.

For example, power control commands for uplink carrier 1 520 may becarried in radio slots #0, 2, 4, 6, 8,10,12, and 14; whereas powercontrol commands for uplink carrier 2 540 may be carried in radio slots#1, 3, 5, 7, 9, 11, and 13, or vice versa. Alternatively, more powercontrol commands may be allocated to uplink carrier 1 520 than uplinkcarrier 2 540. For example, power control commands for uplink carrier 1520 may be carried in radio slots #0, 1, 3, 4, 6, 7, 9, 10, 12, and 13,whereas power control commands fox uplink carrier 2 540 may be carriedin radio slots #2, 5, 8, 11, and 14. This alternative may be used ifthere is a reason why providing more power control commands willincrease overall efficiency. Such a scenario may be, for example, whereuplink carrier 1 520 is carrying more physical layer channels thanuplink carrier 2 540.

Synchronization may also be defined on a per carrier basis. The WTRU mayapply the synchronization procedure on both carriers separately. TheWTRU may be allowed to transmit on a carrier depending on thesynchronization status on that carrier. Radio link failure may bedeclared upon loss of synchronization on both carriers.

Still referring to FIG. 7, in yet another alternative of the scenariowhere power control commands for both uplink carriers are transmitted ona single channel 562 such as the F-DPCH, the transmission powers of theDPCCH transmissions on both uplink carriers may be controlled by asingle TPC command transmitted by the Node-B on, in this scenario, theF-DPCH. When the TPC command from the Node-B indicates to increase thepower, the power is (e.g., equally) increased on both uplink carriers,and when the TPC command indicates to decrease the power, the power is(e.g., equally) decreased on both uplink carriers. For example, thepower control commands may be joint-coded into a single TPC field.Example joint coding of the TPC commands is shown in Table 1 forN_(TPC)=2 and N_(TPC)=4, where N_(TPC) is the number of TPC commandbits.

TABLE 1 TPC Bit Pattern TPC Command N_(TPC) = 2 N_(TPC) = 4 UplinkCarrier 1 Uplink Carrier 2 00 0000 0 0 01 0011 0 1 10 1100 1 0 11 1111 11

Referring now to FIG. 9, the following embodiments are in relation tothe uplink transmission of transmit power control (TPC) commands fromthe WTRU to the Node-B on the uplink DPCCH for purposes of downlinkpower control. The WTRU may transmit a TPC command on the uplink DPCCH925 of only one of the uplink carriers (in this example 920). On anotheruplink carrier (in this case 940), the WTRU may use either discontinuoustransmission (DTX) in place of transmitting the TPC bits, or a new slotformat with no TPC field. The TPC command may be derived from thequality measured on the downlink carrier 970 on which a downlink channelsuch as, for example, the F-DPCH 975 is transmitted. This approach hasan advantage of somewhat reducing the interference from the WTRU. TheWTRU may transmit the uplink DPCCH 925, 945 with only the pilot bitsused for channel estimation by the Node-B.

Alternatively, the WTRU may transmit the same TPC command on the uplinkDPCCH 925, 945 of both uplink carriers 920, 940. The TPC command may bederived from the quality measured on the downlink carrier 970 on whichthe F-DPCH 975 is transmitted. The Node-B may combine the TPC commandsignals from the two uplink DPCCHs 925, 945 to improve reliability ofthe TPC signals from the WTRU.

Alternatively, the WTRU may transmit independent TPC commands on theuplink DPCCH 925, 945 of each uplink carrier 920, 940. In this case, theTPC command sent on an uplink carrier 920, 940 may be derived based onthe signal quality measured from the corresponding down link carrier(s)(not shown) independently of the downlink carrier on which the F-DPCH970 is transmitted. This scheme has the benefit of providing the networkwith some additional information regarding the downlink channel.

Since the uplink channels 925, 927, 945 on the two uplink carriers maynot behave the same, it is possible that the channel quality changes onone carrier 920 differently than on another carrier 940. It is alsopossible that the channel quality on one carrier 920 changes whereaschannel quality does not change on another carrier 940. In one example,channel quality degrades on one uplink carrier 920 while it improves onthe other uplink carrier 940. In this case the Node-B has differentoptions for setting the value of the TPC bits on the F-DPCH 975. TheNode-B may set the TPC bit to “up” whenever the quality from one of thecarriers 920, 940 is below a threshold, and “down” otherwise. Thisoption may result in the uplink DPCCH power being high on one of thecarriers 920, 940 making channel estimation easier for the Node-B.Alternatively, the Node-B may set the TPC hit to “down” whenever thequality from one of the carriers 920, 940 is above a threshold, and “up”otherwise. This option may result in the uplink DPCCH 925, 945 powerbeing lower than a threshold for one of the carriers 920, 940 so theNode-B may derive an acceptable channel estimate on this carrier usingthe information from the other carrier.

If the average uplink interference (noise rise) level is not the same onboth uplink carriers 920, 940, there may be a long-term and significantdiscrepancy in channel quality between the uplink carriers. The WTRU mayapply an offset to the transmission power of one of the uplink carriers(e.g., 920) compared to the other uplink carrier (e.g., 940). Thisoffset may he signaled by the network via higher layer signaling, (e.g.,RRC signaling), or the like. The network may set the offset so that theaverage signal quality from both uplink carriers 920, 940 would be thesame or similar.

The network may define different sets of reference E-DCH transportformat combination index (E-TFCI) and corresponding gain factors for thetwo uplink carriers 920, 940, so that the signal-to-interference ratio(SIR) of the E-DPDCH 927, 947 (which contains data bits) isapproximately the same on both uplink carriers 920, 940. For instance,if the DPCCH SIR of uplink carrier 1 920 is −22 dB in average while theDPCCH SIB of uplink carrier 2 940 is −19 dB in average, setting areference gain, factor 3 dB lower for uplink carrier 2 (for the samereference E-TFCI) would result in approximately the same E-DPDCH SIR forboth uplink carriers 920, 940 and a given E-TFC (the reference gainfactor of uplink carrier 2 940 may actually be set slightly lower than 3dB below uplink carrier 1 920 given the better channel estimate withuplink carrier 2 940).

Synchronization may be defined on a per-carrier basis. The WTRU mayapply the synchronization procedure on both carriers separately. TheWTRU may be allowed to transmit on a carrier depending on thesynchronization status on that carrier. Radio link failure may bedeclared upon loss of synchronization on both carriers.

Still referring to FIG. 9, embodiments for E-TFC restriction andselection are described hereafter. A WTRU transmission may be restrictedby a maximum allowed transmit power. The maximum allowed transmit powerof the WTRU may be a minimum of a signaled configured value and amaximum power allowed due to WTRU design limitation. The maximum allowedtransmit power of the WTRU may be configured as a total maximum power ina given transmission time interval (TTI) for both uplink carriers 920,940, or may be carrier-specific. In the latter case, the same maximum,power value may be assigned to each uplink carrier 920, 940 or adifferent maximum power value may be assigned to each uplink carrier920, 940. This may depend on the particular configuration of the device,(e.g., the number of power amplifiers and antennas of the WTRU), and/oron network control and configuration. The total maximum transmit powerand the per-carrier maximum transmit power may be simultaneouslyconfigured.

The WTRU behavior and operation may be quite different in both eases(i.e., one total maximum transmit power or independent per-carriermaximum, transmit power). Therefore, the WTRU may indicate the powercapabilities of the WTRU, (i.e., one maximum power or a maximum powerdefined per carrier), to the network so that the network knows whetherthe WTRU has a total maximum power for both uplink carriers 920, 940 ora carrier-specific maximum power for each uplink carrier 920, 040, andmay schedule operations and correctly interpret the uplink powerheadroom reported by the WTRU. If the power requirements are specifiedin the standards the WTRU may not need to signal these capabilities.

FIG. 10 is a flow diagram of an example process 1000 for E-TFC selectionand MAC-i PDU generation while utilizing two uplink carriers is shown.As mentioned above, specific terms for referring to the carriers areused interchangeably herein, but it is noted that in an HSPA+ typesystem, the two carriers may be referred to as an anchor (or primary)carrier and a supplementary (or secondary) carrier and. these terms willbe used for convenience in describing FIG. 10. A WTRU determines whetherthere are two (N in general, N being an integer larger than one) newtransmissions to be transmitted for the upcoming TTI (step 502). Ifthere is one new transmission for the upcoming TTI, (e.g., there are onenew transmission and one retransmission of the previous failedtransmission), the WTRU selects an uplink carrier (the carrier tor thenew transmission) for E-TFC selection and performs an E-TFC selectionprocedure for the new transmission while the supported E-TFCIs for thenew transmission are determined after subtracting the power being usedby the retransmission (step 516). If there are two new transmissions tobe transmitted, the WTRU determines whether the WTRU is power limited,(i.e., sum of the total power that would be used by the WTRU in eachcarrier given the grants (scheduled and non-scheduled) and controlchannels exceed the maximum power allowed by the WTRU, optionallyincluding backoff) (step 504). If not, the process 500 proceeds to step508. If so, the WTRU performs power allocation between the uplinkcarriers (step 506). Alternatively, the WTRU may proceed to step 506 forpower allocation between the carriers without checking if the WTRU ispower limited. Once power allocation is performed the WTRU fills up thetransport blocks sequentially one carrier after the other.

The WTRU determines the MAC-d flow with the highest priority data to betransmitted, and the multiplexing list and the power offset to use basedon the HARQ profile of the selected MAC-d flow (step 508). Whendetermining the highest priority MAC-d flow the WTRU may, for everycarrier, determine the highest priority MAC-d flow configured with dataavailable amongst all MAC-d flows. In an alternate embodiment, the WTRUmay, for every carrier for which E-TFC selection or highest priorityMAC-d flow selection is being performed, determine the highest priorityMAC-d flow amongst all MAC-d flows allowed to be transmitted on thegiven carrier. The WTRU performs an uplink carrier selection procedureto select an uplink carrier among a plurality of uplink carriers to fillup with data first (step 510). It should be noted that the steps ofcarrier selection, MAC-d flow determination may not necessarily beperformed in the order described, but may be performed in any order).The WTRU selects an E-TFCI or determines the number of bits that can betransmitted on the selected carrier based on a maximum supported payload(i.e., set of supported E-TFCIs), a remaining scheduled grant payload, aremaining non-scheduled grant payload, data availability and logicalchannel priorities (step 511).

The WTRU generates a MAC-e or MAC-i PDU for E-DCH transmission via theselected carrier based on the selected E-TFC (step 512). If schedulinginformation (SI) needs to be sent for the selected carrier, the WTRU mayinitially include the SI on this carrier before including any otherdata. Once the WTRU has completed the available space on the selected,carrier or has exceeded the data in the buffer allowed to be transmittedin the TTI, the WTRU determines whether there is another uplink carrieravailable and data is still available (step 514). If not, the process500 ends. If so, the process 500 returns to step 510 (or alternativelyto step 508) to select the E-TFCI of the next carrier.

At this point, (in step 508), the WTRU may optionally re-determine thehighest priority MAC-d flow that has data to be transmitted. There-selected highest priority MAC-d flow may be different than the onedetermined initially before filling up the previously selected carrier.If a new highest MAC-d flow is selected, the WTRU determines the poweroffset based on the HARQ profile of the newly selected MAC-d flow, andmay then determine the maximum supported pay load (or set of supportedE-TFCs) and remaining scheduled grant payload according to the new poweroffset. Alternatively, the WTRU may determine the MAC-d flow priorityonly once at the beginning of the procedure (e.g., step 508) and applythe selected HARQ profile and multiplexing list to both carriers. Thisimplies that the WTRU determines the maximum supported payload (orsupported E-TFCs and remaining scheduled payload) for both carrierseither simultaneously in parallel or only at the time these values areneeded, according to E-TFC selection sequence. In this case for thesecond selected carrier the WTRU may return to step 510. It should benoted that the process 500 is applicable to the case that more than twouplink carriers are utilized.

Details of the power allocation, carrier selection, and E-TFCrestriction and selection will be explained below.

The maximum supported payload refers to the maximum allowed number ofbits that may be transmitted based on the available power for any uplinkcarrier. This, as an example, may also be referred to as the maximum,supported E-TFCI. The maximum, supported payload or the set of supportedor blocked E-TFCIs, for example in HSPA systems are determined as partof the E-TFC restriction procedure and may be dependent on the selectedHARQ offset. Additionally, the set of supported E-TFCI may also bedependent on the minimum set E-TFCI. Embodiments for E-TFC restrictionand determination of supported/blocked E-TFCI are described below.

Where referred to hereafter, a MAC-d flow may also refer to a logicalchannel, a group of logical channels, a data flow, a data stream, ordata service or any MAC flow, application flow, etc. All the conceptsdescribed herein are equally applicable to other data flows. For examplein HSPA system for E-DCH, each MAC-d flow is associated to a logicalchannel (e.g., there is a one-to-one mapping) and has a priority from 1to 8 associated to it.

Generally, there are scheduling mechanisms used for uplink transmissionsand data transmissions. The scheduling mechanisms may be defined by thequality of service (QoS) requirements and/or the priority of the datastreams to be transmitted. Depending of QoS and/or priority of the datastreams, some of the data streams may or may not be allowed to bemultiplexed and transmitted together in one TTI. Generally, data flowsand streams can be grouped in best effort or non real time services andguaranteed bit, rate service with some strict delay requirements. Inorder to meet QoS requirements different scheduling mechanisms are used,some dynamic in nature and some less dynamic.

Generally, wireless systems, such as LTE and high speed uplink packetaccess (HSUPA), operate on a request-grant basis where WTRUs request apermission to send data, via uplink feedback, and the Node-B (eNB)scheduler and/or ENC decides when and how many WTRUs will be allowed todo so. Hereafter, this is referred to as scheduled mode transmissions.For example in HSPA systems, a request for transmission includesindication of the amount of buffered data in the WTRU and WTRU'savailable power margin (i.e., UE power headroom (UPH). The power thatmay be used for the scheduled transmissions is controlled dynamically bythe Node-B through absolute grant and relative grant.

For some data streams with strict delay requirements and guaranteed bitrate, such as voice over IP (VoIP) or signaling radio bearers or anyother service that need to meet these requirements, the network mayensure the timely delivery of such transmissions via special, schedulingmechanisms that are less dynamic in nature and allow the WTRUs totransmit data from a particular flow on at pre-scheduled time periods,resources, and up to a configured data rate. These flows in some systemssuch as HSPA for example are referred to as non-scheduled flows. Inother systems, such as LTE, they may be referred to as semi-persistentscheduling and flows. Even though the embodiments described herein aredescribed in terms of scheduled and non-scheduled data, it should beunderstood that they are equally applicable to other systems that usesimilar scheduling procedure and distinctions between data flows.

Dynamic scheduling, where control channels are used to allocate theresources for certain transmissions and for the possibleretransmissions, gives full flexibility for optimizing resourceallocation. However, it requires control channel capacity. In order toavoid, control channel limitation problem, semi-persistent scheduling(SPS) may be used in systems such as LTE and non-scheduled transmissionin systems such as UMTS. Flows that use dynamic scheduling or thedynamic grant-based mechanism (e.g., via physical channel controlsignaling) will be referred to as scheduled transmissions. Data streamsthat use a more semi-static and periodic allocation of resources will bereferred to as non-scheduled transmissions.

For example, in HSPA, each MAC-d flow in configured to use eitherschedule or non-scheduled modes of transmissions, and the WTRU adjuststhe data rate for scheduled and non-scheduled flows independently. Themaximum data rate of each non-scheduled flow is configured by higherlayers, and typically not changed frequently.

In the E-TFC selection procedure, the WTRU may also determine theremaining non-scheduled, grant payload for each MAC-d flow with anon-scheduled grant, which refers to and corresponds to the number ofbits allowed to be transmitted according to the configured non-scheduledgrant for the given MAC-d flow.

The remaining scheduled grant payload in the procedure above refers tothe highest payload that could be transmitted according to the networkallocated resources. For example, a network allocated resource refers tothe serving grant, or to an allocated E-DPDCH to DPCCH power ratio forHSPA systems. The value of the serving grant used for calculating theremaining scheduled grant payloads for the uplink carriers may be basedon the value of the actual serving grant allocated for the uplinkcarriers and selected HARQ power offset. Alternatively, as the remainingscheduled grant payload for the primary carrier and/or the secondarycarrier may be based on the scaled or fictitious or virtual grant afterpower allocation is performed, the WTRU may use the “virtual” or“fictitious” or scaled serving grant to determine the remainingscheduled grant payload. The three terms may be used interchangeably andrefer to the power allocation or power split for scheduled transmissionsfor each carrier. The scaling of the grants is described as part of thepower allocation schemes below. Alternatively, if the WTRU is sharingone serving grant for both uplink carriers, (i.e., one serving grant isgiven for both uplink carriers), the WTRU may use half the serving grantfor each uplink, carrier. Alternatively, the WTRU may assume that allserving grant is being allocated to one uplink carrier when performingthis calculation.

The non-scheduled grant may be carrier specific, (e.g., the configurednon-scheduled grant value is assigned and configured for only onecarrier, the carrier for which non-scheduled transmission is allowed).The carrier in which non-scheduled transmission is configured/allowedmay be predetermined, (e.g., the non-scheduled transmission, may beallowed on the primary carrier or alternatively on the secondarycarrier). Alternatively, it may be configured by the networkdynamically. The value of non-scheduled grant may be carrierindependent, in which case a total number is determined for bothcarriers.

Data flows may be configured to be carrier specific (e.g., networkconfigures a flow and an associated carrier over winch this flow may betransmitted). If data flows are carrier specific the WTRU may performthe E-TFC selection procedure independently for each carrier. Thenetwork may provide a non-scheduled grant based on a HARQ process thatbelongs to a carrier, or provide a non-scheduled grant that isapplicable to a TTI and the WTRU chooses a carrier.

If the WTRU is power limited as determined in step 504 in FIG. 5, theWTRU may perform power allocation and split the power between the two(or more than two) carriers within the restriction that the totaltransmission power over the two carriers does not exceed the maximumpower. Further details on how UE determines that it is power limited aredescribed hereafter.

Embodiments for power allocation are disclosed hereafter. The maximumtransmission power that is allocated to each carrier may be calculatedin a number of ways. In one embodiment, the UL carriers may be equallyallocated power up until the individual maximum allowed scheduledtransmission power on each carrier, which is based on the serving grantsand current channel conditions (e.g.. UL DPCCH power). Once the maximumallowed scheduled transmission power is reached on any of the ULcarriers, any additional available transmission power is allocated tothe other carrier until either the maximum scheduled transmission poweris reached on that carrier or the maximum total transmission power hasbeen reached.

Let P_(max) represent the total allowed maximum transmission powercombined across both uplink carriers, optionally including backoff, andP_(granted,z) represent the maximum transmission power allowed oncarrier z (z=x or y, or z=1 or 2) based on the grant (scheduled and/ornon-scheduled) and control channels. Carrier x or y may correspond toeither primary or secondary carrier. If more than two carriers areconfigured, it is understood that more that P_(granted,z) is calculatedfor all carriers z=1 . . . k, where k is the number of configuredcarriers. As an example, P_(granted,z) may be calculated as:

P _(granted,z) =SG×P _(DPCCH,z) +P _(DPCCH,z) +P _(E-DPCCH,z) +P_(HS-DPCCH,z).   Equation(1)

The term P_(HS-DPCCH,z) may be removed from equation (1) if the HS-DPCCHis not transmitted on carrier z. Optionally, taking into accountnon-scheduled transmissions and, the total transmission power that wouldresult in carrier z is equivalent to:

P _(granted,z) =SG×P _(DPCCH,z) +P _(non-SG) +P _(DPCCH,z) +P_(E-DPCCH,z) +P _(HS-DPCCH,z).   Equation(2)

The WTRU determines that it is power limited if theP_(granted,x)+P_(granted,y>P) _(max).

This power allocation scheme aims at equalizing the power used betweenthe two carriers. The power allocated to each carrier may be determinedas follows (optionally the following power allocation scheme may beperformed if the WTRU is in a power limited, state, (i.e.,P_(max)≦P_(granted,x)+P_(granted,y)), otherwise the power or grants maynot be scaled):

-   -   If min(P_(max)/2, P_(granted,x), P_(granted,y)=P) _(max)/2;        -   P_(max,x)=P_(max)/2 and P_(max,y)=P_(max)/2;    -   Else if min(P_(max)/2, P_(granted,x), +P_(granted,y)=P)        _(granted,x;)        -   P_(max,x)=P_(granted,x) and P_(max,y)=P_(max)−P_(granted,x;)    -   Else (i.e., min(P_(max)/2, P_(granted,x), +P_(granted,y)=P)        _(granted,y));        -   P_(max,y=P) _(granted,y) and            P_(max,x)=P_(max)−P_(granted,y).

Optionally, the power may be capped as shown, below (for example, if themethod above is performed regardless of the power limitation state):

-   -   If min(P_(max)/2, P_(granted) _(—) _(x),P_(granted) _(—)        _(y))=P_(max)/2;        -   P_(max) _(—) _(x)=P_(max)/2 and P_(max) _(—) _(y)=P_(max)/2;    -   Else if min(P_(max)/2, P_(granted) _(—) _(x), P_(granted) _(—)        _(y)=P) _(granted) _(—) _(x);        -   P_(max) _(—) _(x)=P_(granted) _(—) _(x) and P_(max) _(—)            _(y)=min(P_(granted) _(—) _(y), P_(max)−P_(granted) _(—)            _(x);    -   Else (i.e., min(P_(max)/2, P_(granted) _(—) _(x), P_(granted)        _(—) _(y))=P_(granted) _(—) _(y));        -   P_(max) _(—) _(y=P) _(granted) _(—) _(y) and P_(max) _(—)            _(x)=min(P_(granted) _(—) _(x), P_(max)−P_(granted) _(—)            _(y).

Once P_(max,x) is determined in accordance with any of the optionsdescribed above (this is also applicable to the one described below),the final P_(max,x) to be used may ensure that it does not exceed theallowed power allocated by the actual serving grant for that carrier x,P_(granted x). This may be done in the following way:

-   -   P_(max x)=min(P_(max x), P_(granted x)).

Optionally, if the WTRU is in a power limited state, (e.g.,P_(max)<P_(granted) _(—) _(x)+P_(granted) _(—) _(y)) the WTRU mayperform the following (otherwise the serving grants and powers are notscaled):

-   -   If min(P_(granted) _(—) _(x),P_(granted) _(—) _(y))=P_(granted)        _(—) _(x)(i.e., P_(grant) _(—) _(x)<P_(grant) _(—) _(y))        -   P_(max) _(—) _(x)=min(P_(granted) _(—) _(x), P_(max/2)) and            P_(max) _(—) _(y)=P_(max)−P_(granted) _(—) _(x)    -   else        -   P_(max) _(—) _(y)=min(P_(granted) _(—) _(y), P_(max/2)) and            P_(max) _(—) _(x)=P_(max)−P_(granted) _(—) _(y)

The following may also be performed.

-   -   If min(P_(granted) _(—) _(x), P_(granted) _(—) _(y))=P_(granted)        _(—) _(x) or P_(grant) _(—) _(x)<P_(grant) _(—) _(y)        -   P_(max) _(—) _(x)=min(P_(granted) _(—) _(x), P_(max/2)) and            P_(max) _(—) _(y)=min(P_(granted) _(—) _(y),            P_(max)−P_(granted) _(—) _(x))    -   else        -   P_(max) _(—) _(y)=min(P_(granted) _(—) _(y), P_(max/2)) and            P_(max) _(—) _(x)=min(P_(granted) _(—) _(x),            P_(max)−P_(granted) _(—) _(y))    -   else

Alternatively, the power may be split in such a way that the total powerused is equalized even in situations where there is not enough power tofill up both carriers up to the minimum grant. More specifically, if2×P_(lowest)<P_(max), where P_(lowest)=min(P_(granted,x), P_(granted,y))then the formula above may result in some power imbalances, since morepower would be allocated to one of the carriers. In order to optimizepower allocation the following may be performed and the grant may bescaled if P_(max)<P_(granted,x)+P_(granted,y):

-   -   If 2×P_(lowest<=P) _(max)        -   Then θ=P_(max)/(2×P_(lowest))            -   P_(max,x)=θ×P_(granted,x) and P_(max,y)=θ×P_(granted,y)    -   Else        -   If P_(granted,x)<P_(granted,y)            -   P_(max,x)=P_(granted,x)(i.e., SG_(input,x)=SG_(x))and                P_(max,y)=P_(max)−P_(granted,x)        -   Else            -   P_(max,x)=P_(max)−P_(granted,y) and                P_(max,y)=P_(granted,y)

Otherwise the power or grants are not scaled.

Alternatively, the following may be used for power allocation:

-   -   If P_(max)>P_(granted,x)+P_(granted,y)        -   Do nothing and keep the same SGs;    -   Else        -   if min(P_(granted,x), P_(granted,y))=P_(granted,x) or            P_(granted,x)<P_(granted,y)            -   Then P_(max,x)=P_(granted,x) or SG_(max,x)=SGx and                P_(max,y)=P_(max)−P_(granted,x);        -   Else (i.e., min(P_(max)/2, P_(granted,x),            P_(granted,y))=P_(granted,y))            -   Then P_(max,y)=P_(granted,y) or SG_(max,y)=SGy and                P_(max,x)=P_(max)−P_(granted,y);    -   Else if P_(granted,x), P_(granted,y).

For both eases the calculated P_(max,x) may be used as a new limit forE-TFC restriction. Alternatively, P_(max,x) may be used to calculate anew scaled, fictitious serving grantSG_(input x)=(P_(max,x)−P_(DPCCH,x)−P_(E-DPCCH,x)+P_(HS-DPCCH,x))/P_(DPCCH,x).In the latter case the grant may be the limiting factor on bothcarriers.

Alternatively, instead, of attempting to equalize the total power usedbetween, the two carriers the WTRU may attempt to equalize the servinggrants being used. Assuming that the maximum E-DPDCH/DPCCH power ratiois provided by the serving grant the WTRU may calculate or estimate thepower the WTRU may use for E-DCH scheduled transmissions fur carrierz={x,y} as follows:

P_(E-DPDCH,z)=SG_(z)P_(DPCCH,z). Equation (3)

If P_(granted,x)+P_(granted,y)<P_(max) or equivalentlyP_(E-DPDCH,x)+P_(E-DPDCH,y)>P_(max)−(P_(DPCCH,z)+P_(HS-DPCCH,z)+P_(E-DPCCH,z))=P_(DATA,max)then the power used across both carriers need to be scaled down andequalized. The WTRU may then perform a similar procedure as above, butinstead of using P_(granted,z) and P_(max) the WTRU may useP_(E-DPDCH,z) and P_(DATA,max), respectively.

Optionally, a minimum power allocation or power ratio may be defined forone or both carriers.

Optionally, both a minimum power allocation for transmission, of controlchannels P_(min,z)(z=x or y) and a minimum power ratio for thetransmission of data may be defined for one or both of the carriers.P_(min,z) may be calculated as follows:

P _(min,z) =P _(DPCCH,z) +P _(E-DPCCH,z) +P _(HS-DPCCH,z).  Equation (4)

The term P_(HS-DPCCH,z) may be omitted if the HS-DPCCH is nottransmitted on carrier z. Let Beta_(ed) _(—) _(min) _(—) _(z) representthe power ratio required to send the minimum allowed transport blocksize on carrier z (z=x or y). Power is allocated for transmission ofcontrol channels as follows: P_(max,x)=P_(min,x) andP_(max,y)=P_(min,y). Remaining power is then allocated to satisfyminimum power ratio requirement of the first carrier, carrier x, asfollows:

-   -   Set P_(remaining)=P_(max)·(P_(max,x)+P_(max,y))    -   If P_(remaining)>Beta_(ed) _(—) _(min,x)×P_(DPCCH,x)        -   Then set P_(max,x)=Beta_(ed) _(—)            _(min,x)×P_(DPCCH,x)+P_(max,x)    -   Else P_(remaining) may optionally be allocated to carrier y:        -   P_(max,y) =P _(max,y) +P _(remaining)

Remaining power may then be allocated to satisfy minimum power ratiorequirement of the second carrier, carrier y, as follows:

-   -   Set P_(remaining)=P_(max)·(P_(max,x)+P_(max,y))    -   If P_(remaining)>Beta_(ed) _(—) _(min,y)×P_(DPCCH,y)        -   Then set P_(max,y)=Beta_(ed) _(—)            _(min,y)×P_(DPCCH,y)+P_(max,y)    -   Else P_(remaining) may optionally be allocated to carrier x:        -   P _(max,x) =P _(max,x) +P _(remaining)

Remaining power may then be allocated, to both carriers according to anyof embodiments disclosed, herein, (e.g., by computing a ratio for eachcarrier).

In the above embodiment, carriers x and y may be interchanged. Thecarrier to allocate the remaining power first may be chosen using any ofthe following criteria, or any of the carrier selection criteriadisclosed above. Carrier x or anchor carrier may be selected, first.Alternatively, the carrier with the largest power headroom may beselected first. Alternatively, the carrier with the largest servinggrant may be selected first.

In an alternate power allocation embodiment, power may be allocated toeach carrier such that power ratios are equally distributed to the twocarriers up to the maximum allowed power ratios. This is in contrast tothe previous embodiment where absolute power is allocated rather thanthe power ratios for transmission of data (i.e., Beta_(ed)). P_(max)represents the total maximum transmission power combined across bothcarriers. SG_(z) represents the serving grant (or equivalentlyscheduling grant) on carrier z (z=x or y). PR_(z) represents the powerratio that is allocated to carrier z for transmission of E-DCH.P_(DPCCH,z) represents the transmission power of the UL DPCCH on carrierz. PC_(z) represents the transmission power of control channels(including UL DPCCH) on carrier z.

PR_(x) may be calculated assuming both carriers are equally assignedpower ratios up to the total transmission power as follows:

-   -   PR_(x)=PR_(y)=(P_(max)−PC_(x)−PC_(y))/(P_(DPCCH,x)+P_(DPCCH,y)).

If PR_(x) exceeds SG_(x), remaining power may be allocated to carrier yas follows:

-   -   If PR_(x)>SG_(x), then set        -   PR_(x)=SG_(x); and        -   PR_(y)=(P_(max)−PC_(x)−PC_(y)−PR_(x)×P_(DPCCH,x))/P_(DPCCH,y).    -   If PR_(y) exceeds SG_(y), remaining power may be allocated to        carrier x as follows:    -   If PR_(y)>SG_(y), then set        -   PR_(y)=SG_(y); and        -   PR_(x)=min (SG_(x), ((P_(max)−PC_(x)−PC_(y) −PR            _(x)×P_(DPCCH,x))/P_(DPCCH,x)))

The maximum transmission power for carrier a may be calculated as:

-   -   P_(max,z)=PR_(z)×P_(DPCCH,z)+PC_(z).

Optionally, a minimum power ratio may be defined for each carrier,PR_(min,z). In this case, the above equations may be modified asfollows. PR_(z) is calculated assuming both carriers axe equallyassigned power ratios up to the total transmission power as follows:

-   -   PR_(x)=PR_(y)=(P_(max)−PC_(x)−PC_(y))/(P_(DPCCH,x)+P_(DPCCH,y)).

It is then verified that minimum power ratio has been assigned tocarrier x (if PR_(min,x) is configured and greater than 0) as follows:

-   -   If PR_(x)<PR_(min,x), then assign allocated power of carrier x        to carrier y        -   PR_(y)=(P_(max)−PC_(x)−PC_(y))/P_(DPCCH,y); and        -   PR_(x)=0.

It is then verified that minimum power ratio has been assigned tocarrier y (if PR_(min,y) is configured and greater than 0) as follows:

-   -   If PR_(y)<PR_(min,y), then assign allocated power of carrier y        to carrier x        -   PR _(x)=(P_(max)−PC_(x)−PC_(y))/P_(PDCCH,x); and        -   PR_(y)=0.

The carriers x and y may be interchanged. Carrier x or anchor carriermay be selected first. Alternatively, the carrier with the largest powerheadroom or the carrier with the largest serving grant may be selectedfirst.

Power allocation embodiments for reducing wasted power are disclosedhereafter, These may be combined with the power allocation embodimentsdisclosed above. While the parallel, allocation of power and/or grantmay result in a lower power imbalance, a waste in power may occur whenthe grant is scaled down and the WTRU suffers from buffer limitation inthe first carrier due to MAC-d flow multiplexing restrictions.

In accordance with one embodiment, a WTRU may determine a scaling factorto scale the power or grant in order to balance the power between thecarriers. It is understood that the sealing factor or scaling value maybe applicable to the serving grant or power for each, carrier and may becalculated via any methods. The scaling factor will be referred to as θor may be referred to as ρ_(z).

Assuming that the maximum E-DPDCH/DPCCH power ratio is provided by theserving grant the WTRU may calculate or estimate the power the WTRU mayuse for E-DCH scheduled transmissions for carrier z={x,y} as follows(where for example x=1 and y=2, or alternatively x=2, and y=1);

P _(E-DPDCH,z) =SG _(z)×PDPCCH,z  Equation (5)

Optionally, P_(E-DPDCH,z) may include the power required to transmitscheduled and non-scheduled transmissions, according to allocatedserving grant and non-scheduled grant on the carrier (if allowed) oralternatively, the power required for non-scheduled transmissions iscaptured in the calculation of total transmission power for carrier z asshown below.

In the power limited case, the WTRU needs to reduce the transmit powerassociated to each carriers so that the total power used does not exceedthe maximum power, P_(max). The WTRU may be considered in power limitedsituation when P_(x)+P_(y)>P_(max), or equivalentlyP_(E-DPDCH,x)+P_(E-DPDCH,y)>P_(max)−(P_(DPCCH,z)+P_(HS-DPCCH,z)+P_(E-DPCCH,z))=P_(DATA,max).P_(z) corresponds to the total power used for transmission on carrier z,which may or may not include non-scheduled transmissions, and isdetermined as follows:

P _(z) =P _(DPCCH,z) +P _(HS-DPCCH,z) +P _(E-DPCCH,z) +P_(E-DPDCH,z)  Equation (6)

In the optional embodiment where non-scheduled power is taken intoaccount for carrier z (if allowed):

P _(z) =P _(DPCCH,z) +P _(HS-DPCCH,z) +P _(E-DPCCH,z) +P _(E-DPDCH,z) +P_(non-SG,z).  Equation (7)

P_(DATA,max) represents the power that may be allocated to E-DCHtraffic. Initially, as a first step when the WTRU is power limited, theWTRU computes a scaling factorθ=P_(DATA,max)/(P_(E-DPDCH,x)+P_(E-DPDCH,y))which may be used to scalethe P_(E-DPDCH,x) and/or P_(E-DPDCH,y) or to scale the serving grant.

As part of this embodiment, the P_(max) used may account for the worstcase backoff situation (i.e., the backoff incurred if the WTRU were totransmit P_(E-DPDCH,z) according to the serving grant). However, thismay result in the power of the WTRU being wasted, because if the WTRU ispower limited the actual P_(E-DPDCH,x,used) will correspond to a lowervalue than the one provided by the serving grant, and therefore the realbackoff may be much lower. The same applies to the estimatedP_(E-DPDCH,z) value in case E-DPCCH power boosting is configured. TheWTRU may use a worst case scenario value, assuming a final P_(E-DPDCH,z)level according to the SG_(z). However, a power waste may also occur inthis case since the used P_(E-DPDCH,z,used) will most likely result in alower value than the one allowed by the serving grant and therefore theP_(E-DPCCHz) may be lower than the assumed power used in the equation.Therefore, in order to not waste power the WTRU may use P_(max) withoutany backoff taken into account, or alternatively with the lowest backoffand the minimum, allowed P_(E-DPDDH,z) value.

Once a scaling factor or value is determined, the WTRU may use thisscaling factor or value on one carrier and allow the other carrier tofully use the remaining power and the allowed serving grant. Morespecifically, the E-TFCI determination (and data filling) may have to beperformed sequentially, one carrier at a time, because data from thejoint buffer has to be taken sequentially and filled up for one carrierat a time to ensure in-order delivery, and determination of highestpriority MAC-d flow may be different in the two carriers depending onbuffer and multiplexing restrictions, and therefore the HARQ profile(offset and retransmissions may be different), and E-TFC restrictions,or more specifically the determination of supported E-TFCIs, needs to bedone sequentially since the set of supported E-TFCI will depend on theHARQ offset being used and also the hack off in the second carrier willbe dependent on the E-TFC (amount of codes transmitted in the othercarrier).

According to this embodiment, the scaling factor or value determined mayonly be applied to the first carrier selected, This may impose anabsolute maximum E-DPDCH to DPCCH power ratio that the WTRU is allowedto use on the first carrier. A modified power level, associated with theE-DPDCH of carrier x may be computed asP_(E-DPDCH,mod,x)=θ×P_(E-DPDCH,x) where x is the first carrier selected,to perform E-TFC selection first. This power may then be mapped into thea fictitious “serving grants” SG_(inputs,x)=θ×SG_(x).

The WTRU as part of the E-TFC selection for carrier x determines thehighest priority MAC-d flow, multiplexing list and HARQ profile andperforms the E-TFC selection procedure to determine how many bits theWTRU may fit into this first carrier. The WTRU then determines the setof supported E-TFCs as part of E-TFC restriction for carrier x. TheE-TFC restriction may be performed sequentially for the carriers. Forexample, in this approach the WTRU may assume that it has the fullavailable power and no E-DPDCH and E-DPCCH is being transmitted in theother carrier, when determining the set of supported E-TFCs, (i.e., thesealed serving grant will ensure that the WTRU will not exceed a certainpower allocation).

The WTRU then uses SG_(input,x)=θ×SG_(x) as the value for the maximumE-DPDCH/DPCCH to be used to determine the maximum number of bits, k forscheduled transmissions. Based on the logical channel or MAC-d flowpriorities, buffer availability, fictitious scheduled grant, andnon-scheduled grant, the WTRU then determines the E-TFCI for carrier x.

Once a first carrier is selected and the number of bits that may beincluded in this carrier have been, determined, the WTRU performs E-TFCselection on the other carrier, carrier y. Since due to bufferlimitations in the first carrier, not all the allowed power given by theSG_(input,x) may have been used, when performing E-TFC selection, on theother carrier the WTRU assumes that it may use all the remaining powerup to the actual provided serving grant. More specifically, theSG_(input,y)=SG_(x) or equivalently the scaling factor, θ=1 such thatSG_(input,y)=θ×SG_(y). Optionally, it may be considered thatP_(max,y)=P_(max).

This scheme will, allow any unused power to be used by the secondcarrier, while the parallel allocation scheme is still ensuring that thepower of the first carrier never exceeds the allocated, power andtherefore the power on the second carrier will also never exceed it.Therefore, for carrier y, the WTRU may determine a new higher priorityMAC-d flow and new multiplexing list and HARQ profile for the newcarrier. E-TFC restriction is performed for this carrier, assuming thatthe full remaining power is available to the carrier and the power usedfor the E-DPDCH and E-DPCCH in the other carrier x is taken intoaccount. The WTRU then determines the number of bits or the E-TFCI touse for carrier y, based on the set of supported E-TFCs, the realserving grant of earner y, and the buffer availability.

This mechanism ensures the following. If there is enough data forcarrier x, (i.e., SG_(input,x) is fully used orP_(E-DPDCHused,x)=P_(E-DPDCHmod,x) (this is an approximation used as in-the initial, power allocation scheme), then:

P _(E-DPDCHusedmax,y) =P _(DATA,max) −P _(E-DPDCHused,x) −P _(DATA,max)−P _(E-DPDCHmod,x) =P _(E-DPDCHmod,y).  Equation (8)

This means that the imbalance and allocation are as if both grants werescaled. If there is not enough data for carrier x (i.e., SG_(input,x) isnot fully used or P_(E-DPDCHused,x)<P_(E-DPDCHmod,x)), thenP_(E-DPDCHmod,x)−P_(E-DPDCHused,x) will be used by the second carrier.This ensures thatP_(E-DPDCHusedmax,y)=P_(DATA,max)·P_(E-DPDCHused,x)<P_(DATA,max)−P_(E-DPDCHmod,x)<P_(E-DPDCHmod,y))therefore P_(E-DPDCHmod,y)<P_(E-DPDCHusedmax,y)<P_(E-DPDCH,y).

Therefore, even though this may sometimes result in the second carrierslightly utilizing a higher power than the scaled P_(y,new), it isensuring that no power goes to waste and the power imbalance is stillwithin a limit of tolerance.

Alternatively, the WTRU may perform an additional calculation ofP_(input,E-DPDCHy)=P_(Data)·P_(E-DPDCHused,x). P_(input,E-DPDCHy)corresponds to P_(E-DPDCHmod,y), which may be used to calculateSG_(input,y)=P_(input,E-DPDCHy)/P_(DPCCHy).

Alternatively, the power may be allocated based on an SG and a DPCCHpower. The power on each carrier may be scaled with respect to the ratioof the serving grant to DPCCH power on that carrier. More specifically,a fraction of the remaining power allocated for the E-DPDCH on eachcarrier, ρ₂, may be based on the scaling factor W_(z), z=x,y as follows:

ρ_(z) =W _(z)/(W _(x) +W _(y)),  Equation (9)

where W_(z)=SG_(z)/(P_(DPCCH,z)) z=x,y, SG_(z) and P_(DPCCH,z) are theserving grant and DPCCH power on carrier z respectively,

While this approach has shown promising results, it remains difficultfor

the network to predict the amount of power used on each carrier by aWTRU, as the DPCCH power level varies quickly, and this information isunavailable at the Node-B scheduler.

Alternatively, an average value for the DPCCH power may be used when,calculating W_(z). This averaging may be done in a number of ways. Forexample, the WTRU may calculate the DPCCH power averaged: over a fixedperiod of time (sliding window). This period of time may be fixed in thespecifications, or optionally, this period of time may be configured bythe network. The WTRU may use the averaged DPCCH power used in thecalculation of the UPH. The WTRU may use the averaged DPCCH power usedin the calculation of the UPH for the last transmitted SI. The WTRU mayuse the averaged DPCCH power used in the calculation of the UPH for thelast successfully transmitted SI. The WTRU may use the averaged DPCCHpower used in the calculation of the UPH for the last successfullytransmitted periodic SI. This approach to DPCCH power estimation may beused for any of the power allocation schemes requiring the power of theDPCCH.

Parallel power allocation schemes while taking into accountnon-scheduled transmissions are explained hereafter. The network gives anon-scheduled grant based on a HARQ process that belongs to a carrier orgives a non-scheduled grant that is applicable, to a TTI and the WTRUchooses the carrier.

In the embodiments for the parallel power allocation schemes, where themaximum power is scaled and allocated across both carriers prior tofilling up the carriers, non-scheduled data and the priority associatedwith their transmission has not been taken into account. Thetransmission of non-scheduled data may be allowed on the primary carrieronly. This means that if the WTRU is in power limited situation and ifthe power is split over both carriers, the WTRU may not be able to fullytransmit all allowed non-scheduled data, since a portion of the powerthat could have been used for non-scheduled transmission has beenallocated to the other carrier which cannot transmit non-scheduled data.The determination may be made in step 504 in FIG. 10. The WTRU maydetermine it is in a power limited situation if P_(x)+P_(y)>P_(max).P_(x) may be calculated according to the power required to transmit theE-DCH scheduled data based on the SG, the power required to transmit theE-DCH non-scheduled transmissions, the E-DPCCH, the DPCCH code power andHS-DPCCH power if present. For example,P_(x)=(SG×R_(DPCCH)+P_(non-SG)+P_(DPCCH)+P_(HS-DPCCH)+P_(E-DPCCH)).P_(y) is calculated as described in the above embodiment. If isunderstood that in this example, carrier x corresponds to the carrier inwhich non-scheduled transmissions are performed.

In accordance with one embodiment, prior to splitting the power acrossthe carriers the WTRU attempts to allocate to the primary carrier thepower that the WTRU requires to transmit the allowed and available (ifavailable)_non-scheduled transmissions. P_(non-SG) is referred to as thepower required to transmit the allowed non-scheduled MAC-d flows for thegiven TTI, (e.g., the sum of remaining non-scheduled grant payload foreach of the allowed MAC-d flow, or each of the allowed MAC-d flows withavailable data). The allowed MAC-d flows are determined according to themultiplexing list of the highest priority MAC-d flow.

The P_(non-SG) may be calculated by determining the power required totransmit all allowed and available non-scheduled MAC-d flows. Asdescribed above this may be the power required to transmit the total orsum of remaining non-scheduled grant payload for each allowed andavailable non-scheduled flow. Alternatively, it may be calculated byadding the configured non-scheduled grants up to available number ofbits and determining the gain factors or the power required to transmitthe calculated number of bits given the HARQ offset of the highestpriority MAC-d flow. Using this method allows the WTRU to more preciselycalculate the power required according to availability of data. Theavailable number of bits may be a limiting factor even if the WTRU hasmore non-scheduled grant. Therefore, the “number of non-scheduled bits”for each allowed MAC-d flow that may be transmitted may correspond tomin(remaining non-scheduled payload, available number of bits).

The total number of bits that may be transmitted based on thenon-scheduled grants and the available bits is equal to N, whereN=Σ(non-scheduled data per MAC-d flow allowed according to highestpriority MAC-d flow and multiplexing list), where non-scheduled data perMAC-d flow may be determined as rain (available non-scheduled data,non-scheduled grant) or as remaining non-scheduled, grant payload (whichas defined refers to the non-scheduled grant). Optionally, headers maybe taken into account. The WTRU may then determine the power required totransmit N bits, or the E-TFCI that would allow the transmission of thisdata, P_(non-SG). The allowed MAC-d flow may correspond to the MAC-dflows that are allowed to be transmitted on the given TTI, and/or to theMAC-d flows allowed according to the multiplexing list of the highestpriority MAC-d flow with data available or the highest priority MAC-dflow with data available for the given carrier or the highest prioritynon-scheduled MAC-d flow (excluding scheduled transmissions). TheP_(non-SG) may optionally take into account the DPCCH powers andHS-DPCCH power if available in the calculation or alternatively beequivalent to:

P _(non-SG)=Gainfactor×DPCCH power (primary carrier DPCCHpower)  Equation (10)

where GainFactor is the E-DPDCH gain factor calculated for thenon-scheduled transmissions, using for example the E-DPDCH powerextrapolation formula or alternatively the E-DPDCH power interpolationformula in 3GPP TS 25.214. The GainFactor calculation may potentiallyuse the HARQ offset of the highest priority MAC-d flow for which thereis non-scheduled data available, or alternatively the highest priorityMAC-d flow for which there is any kind of data available, oralternatively a preconfigured HARQ offset.

Given the P_(non-SG), the power allocation across both carriers may thenbe determined in one of the following options. In accordance with afirst option, the WTRU determines the P_(max) to be used for splittingthe power across both carriers for scheduled transmissions as follows:

P _(remaining) =P _(max) −P _(non-SG);  Equation (11)

where the initial P_(max) is the maximum power allowed by the WTRU,potentially taking into account a power backoff. The WTRU then uses thenew remaining power to determine how to share and split the power acrossboth carriers according to any of the embodiments described herein forthe scheduled grants and data. For instance in order to determine θ asdescribed above, the WTRU may use P_(remaining) in equation (11) insteadof P_(max) or for one of the following solutions:

$\begin{matrix}{{P_{{DATA},\max} = {P_{remaining} - {\sum\limits_{i}\; P_{{DPCCH},i}} + P_{{{HS}\text{-}{DPCCH}},i} + P_{{E\text{-}{DPCCH}},i}}},\mspace{20mu} {or}} & {{Equation}\mspace{14mu} (12)} \\{P_{{DATA},\max} = {P_{\max} - \left( {{P_{{non}\text{-}{SG}} + {\overset{2}{\sum\limits_{i = 1}}\; P_{{DPCCH},i}} + P_{{{HS}\text{-}{DPCCH}},i} + P_{{E\text{-}{DPCCH}},i}},} \right.}} & {{Equation}\mspace{14mu} (13)}\end{matrix}$

This means that calculated P_(DATA,max) is the available power that maybe used for scheduled transmissions. In the case where no non-scheduledtransmissions are available, P_(remaining)=P_(max).

In accordance with a second option, the WTRU may attempt to balance thepower across both carriers by first allocating the power to the primarycarrier for non scheduled transmission and allocating the remainingpower to the other carrier if enough grant is available. P_(E-DPDCH,i)isequivalent to the power required for E-DFDCH transmission in carrier i.Therefore, in this option the WTRU provides P₂ to carrier 2 as follows:

P ₂=Min(P _(max) −P _(non-SG) ,P _(E-DPDCH,2)).  Equation (14)

If power still remains, the WTRU allocates it to carrier 1 up to minimumof available grant and power. The second option may be followed if thefollowing condition is true: P_(tot)=P₁+P₂>P_(max) where P₁ and P₂ arethe total transmit, power allowed by scheduled and non-scheduledtransmissions on each carrier, respectively.

Alternatively, if the WTRU allocates P_(non-SG) to the primary carrierthen the WTRU allocates to carrier 2 at least the same power asallocated to the primary carrier for non-scheduled transmissioninitially (i.e., P₂=Min(P_(non-SG), P_(E-DPDCH,2), P_(remaining))),where P_(remaining) is the remaining power after non scheduled data inthe primary carrier is taking into account. If power is still available(i.e., P_(remaining)>P₂+P_(non-SG)) then scaling of the remaining poweracross both carriers may be done using any of the methods described forthe parallel power sharing approaches.

In accordance with a third option, θ or scaling factor is determined forscheduled transmissions independently without taking into account thepower that would be required by non-scheduled transmissions. Morespecifically, the scaling factor is calculated assuming that the totalheadroom, P_(DATA,max), is available for scheduled transmissions and thescaling factor is determined accordingly.

In addition, in one embodiment, E-TFC restriction on the first carriermay be performed assuming all the power (i.e., P_(max)) is available tothis carrier only and assuming that, no data is being transmitted on theother carrier (i.e., P_(E-DPDCH,2) and P_(E-DPCCH,2) are zero). Thisensures that all the available power will go to the non-scheduledtransmissions if non-scheduled grant, data, and power are all available.Additionally, if scheduled transmissions have higher priority thannon-scheduled transmissions they may get a higher priority in utilizingthe available power up to the serving grant (or scaled grant). Theremaining power may then be allocated to non-scheduled transmissions.This is different when compared to the serving grant being scaled as inoption 1 or option 2. In the case that the scheduled data have higherpriority then non-scheduled data, the WTRU will have a limited amount ofdata it may actually transmit, since some power has been pre-allocatedto non-scheduled transmissions.

When scheduled transmissions have higher priority than non-scheduledtransmissions, in a situation where the serving grant or fictitiousserving grant in the first carrier has been fully utilized, and datafrom this scheduled higher priority MAC-d flow still remains, the WTRUmay still have power available and scheduled higher priority data in thebuffer, but the SG of the first carrier has been exceeded. In suchsituation, the WTRU may continue to fill up the first carrier withnon-scheduled data even though non-scheduled transmissions may have alower priority. Once data up to non-scheduled grants has been includedin the first carrier, the WTRU may then move to the second carrier andcontinue the transmission of the higher priority scheduled MAC-d flow.Even though this implies that the available power is being used by lowerpriority data while higher priority data is still available, forsimplicity reasons it is better to complete one carrier first then moveon to the other.

Alternatively, in order to minimize the amount of power used for lowerpriority data, the WTRU may chose to fill up the secondary carrierfirst. This may be desirable, if the WTRU has scheduled transmissionswith higher priority than non-scheduled transmissions. This will allowthe WTRU to optimize one carrier with the higher priority data using theserving grant and then once the grant/power/or available data isutilized the WTRU moves to the primary carrier. In the primary carrier,if scheduled MAC-d flows with higher priority still exist, the WTRU mayutilize the power and serving grant of the primary carrier to transmitthis data. Based on remaining power, if the next highest priority datais a non-scheduled data the WTRU may then use the remaining of the powerto transmit the non-scheduled data.

In accordance with a fourth option, the WTRU may perform E-TFC selectionon the anchor carrier for non-scheduled MAC-d flows first. This allowsthe WTRU to determine the number of non-scheduled data that may betransmitted in the primary carrier and the power required for thistransmission. The WTRU then performs dual carrier E-TFC selection forscheduled transmissions by determining a scaling factor where themaximum power accounts for what is known to be transmitted bynon-scheduled by the first E-TFC selection.

When determining whether the WTRU is power limited or for powerallocation, if, for the given TTI, the HARQ process is deactivated, orthe WTRU is not allowed or configured to transmit scheduledtransmissions for that TTI, then the power for E-DPDCH transmission forscheduled transmissions may not be included in the calculations. Thismay imply that P_(E-DPDCH,z)=0 if only considering scheduledtransmissions. Alternatively, the WTRU may still assume it may transmitscheduled data on the carrier.

Optionally, the WTRU may not consider P_(E-DPCCHz) for that carrier, ifno scheduled transmissions are allowed and no non-scheduledtransmissions are available or allowed. Alternatively, the WTRU mayconsider the power of E-DPCCH, even if no E-DCH data will betransmitted. Alternatively, if an SI is triggered for this carrier, theWTRU may consider the power of E-DPCCH and/or E-DPDCH to be the powerrequired to transmit an SI only, as formulated belowP_(E-DPDCH,z)=P_(E-DPDCH,0,z) and P_(E-DPCCH,z)=P_(E-DPCCH,0,z).

Embodiments for selecting an uplink carrier for initial E-TFC selectionare disclosed hereafter. The embodiments for carrier selection describedbelow may be performed individually or in combination with any otherembodiments disclosed herein. The procedures affecting the choice of thenumber of bits to be transmitted in each uplink carrier and the power touse in each uplink carrier, and the like are all dependent on whichuplink carrier the WTRU selects and treats first.

In accordance with one embodiment, a WTRU may give priority to, andtreat first, the anchor carrier. This may be desirable if non-scheduledtransmission are allowed on the anchor carrier. Alternatively, thesecondary carrier may be given a priority and selected first.

Alternatively, the WTRU may determine the highest priority carrier tominimize inter-cell interference, maximize WTRU battery life, and/orprovide the most efficient energy per bit transmission. Morespecifically, the WTRU may choose the uplink carrier that has thelargest calculated carrier power headroom. The WTRU may base thisdetermination on the current power headroom, (e.g., UE power headroom(UPH)) measurement for each carrier (UPH indicates the ratio of themaximum WTRU transmission power and the corresponding DPCCH code power)or on the results of the E-TFC restriction procedure, (e.g., normalizedremaining power margin (NRPM) calculation for each carrier, or remainingpower), which equivalently translates to the carrier with, the lowestDPCCH power (P_(DPCCH)). For instance, the uplink carrier selection maybe made in terms of the number of bits, (e.g., a priority may be givento the carrier which provides a greater “maximum supported payload”between the anchor carrier and the supplementary carrier). The maximumsupported payload is the payload determined based on the remaining power(e.g., NRPM or other value disclosed below) of the WTRU.

Alternatively, the WTRU may give a priority to the uplink carrier whichprovides the WTRU with the largest available grant, which allows theWTRU to send the highest amount of data and possibly create the leastnumber of PDUs and thus increase efficiency and reduce overhead. TheWTRU may select a carrier based on the maximum value between the servinggrant for the anchor carrier (SGa) and serving grant for thesupplementary carrier (SGs).

Alternatively, the WTRU may provide a priority to the carrier thatprovides the greater “remaining scheduled grant payload” between, theanchor carrier and the supplementary carrier. The remaining scheduledgrant payload is the available payload determined based on thescheduling grant from the network and remaining after processing of theDCH and HS-DPCCH.

Alternatively, the WTRU may optimize between maximum power and maximumgrant. More specifically, the WTRU may select a carrier that allows thehighest number of bits to be transmitted. The WTRU determines the numberof bits that may be transmitted for anchor carrier and supplementarycarrier limited by both power and grant, (i.e., “available payload” forthe anchor carrier and “available payload” for the supplementarycarrier), and may select the carrier that provides the highest availablepayload. The available payload may be determined as a minimum betweenthe remaining scheduled grant payload and the maximum supported payload.

Optionally, the sum of “remaining non-scheduled payload” for each MAC-dflow that may be multiplexed (or all non-scheduled MAC-d flows that mayhave data available) may also be taken into account when calculating theavailable payload. More specifically, the available payload may bedetermined as a minimum of (remaining scheduled grantpayload+SUM(remaining non-scheduled payloads for all allowednon-scheduled flows)) and the maximum supported payload. Ifnon-scheduled flows are allowed in one carrier only, (e.g., in theanchor carrier only), the available payload for the anchor carrier isconsidered.

Even though the embodiments above were described in terms of the numberof bits, it is equally applicable to the carrier selection based interms of the power ratios. For example, the WTRU may use the servinggrant (SG), winch provides the maximum number of bits that may betransmitted in terms of grant (serving grant for anchor carrier (SGa)and serving grant for supplementary carrier (SGs)), whereSG=P_(E-DPDCH)/P_(DPCCH). Alternatively, the WTRU may use the remainingpower, which provides the maximum number of bits based on remainingpower. The remaining power (RP) may be computed in any manner bysubtracting out any power parameters from the maximum transmit power(typically referred to as P_(MAX)) for a particular carrier. Forexample, the RP that may be used to select a carrier may be one or acombination of the following (where z=x or y):

-   -   (1) RPz=P_(MAX)/P_(DPCCH,target,z);    -   (2) RPz=(P_(MAX)−P_(E-DPCCH,z)−P_(HS-DPCCH) −P        _(DPCCH,target,z))/P_(DPCCH,target,z); or    -   (3) RPz=Normalized remaining power margin (NRPM).

P_(MAX) is the maximum WTRU transmitter power.

P_(DPCCH,target,z) is derived as follows. P_(DPCCH,x)(t) andP_(DPCCH,y)(t) represents a slotwise estimate of the current WTRU DPCCHpower in carrier x and y respectively at time t. If at time t, the WTRUis transmitting a compressed mode frame in carrier z, where z can takevalue x or y, thenP_(DPCCH,comp,z)(t)=P_(DPCCH,z)(t)×(N_(pilot,C)/N_(pilot,N)) elseP_(DPCCH,comp,z)(t)=P_(DPCCH,z)(t). If the WTRU is not transmittinguplink DPCCH during the slot at time t over carrier z, either due tocompressed mode gaps or when discontinuous uplink DPCCH transmissionoperation is enabled then the power may not contribute to the filteredresult. Samples of P_(DPCCH,comp,z)(t) may be filtered using a filterperiod of 3 slotwise estimates of P_(DPCCH,comp,z)(t) when the E-DCH TTIis 2 ms or 15 slotwise estimates of P_(DPCCH,comp,z) when the E-DCH TTIis 10 ms to give P_(DPCCH,filtered,z). If the target E-DCH TTI for whichNRPM_(j) evaluated does not correspond to a compressed mode frame thenP_(DPCCH,target,z)=P_(DPCCH,filtered,z). If the target E-DCH TTI forwhich NRPM_(j) is being evaluated, corresponds to a compressed modeframe thenP_(DPCCH,target,z)=P_(DPCCH,filtered,z)×(N_(pilot,N)/N_(pilot,C)).N_(pilot,C) is the number of pilot bits per slot on the DPCCH incompressed frames, and N_(pilot,N) is the number of pilot bits per slotin non-compressed frames.

P_(HS-DPCCH) is an estimated HS-DPCCH transmit power based on themaximum HS-DPCCH gain factor based on P_(DPCCH,target,z) and the mostrecent signalled values of Δ_(ACK), Δ_(NACK)and Δ_(CQI). If the targetE-DCH TTI for which NRPM_(j) is being evaluated corresponds to acompressed mode frame then the modification to the gain factors whichoccur due to compressed mode may be included in the estimate ofP_(HS-DPCCHz). The HS-DPCCH may be allowed to be transmitted in onecarrier which may be carrier x or carrier y, in which case z=x and z=y,respectively. If HS-DPCCH is transmitted in both carriers thenP_(HS-DPCCHz) corresponds to the estimated DPDCH power in both carriers.

P_(E-DPCCH,z) is an estimated E-DPCCH transmit power for E-TFCIdetermined for carrier z, (z=x or y).

Referring now to another embodiment, a maximum supported available power(MSAP) may be computed. The MSAP is the power that may be used for atransmission on that carrier based on the serving grant and theremaining power for carrier x and y as follows:

-   -   MSAPx=MIN (SGx, RPx); and    -   MSAPy=MIN (SGy, RPy),        where MSAPx is MSAP for the anchor carrier (or the first        carrier), MSAPy is MSAP for the supplementary carrier (or the        second carrier), RPx is RP of the anchor carrier (or the first        carrier), and RPy is RP of the supplementary carrier (or the        second carrier).

The WTRU may chose to initially fill up (i.e., give a priority to) thecarrier with the maximum MSAP. Once the selected carrier is filled upand if there is remaining power, the remaining power is allocated to theother carrier. If the MSAP is equal on both carriers, then the WTRU maychose the carrier with the highest remaining power or equivalently thecarrier with the lowest P_(DPCCH). If the remaining powers and P_(DPCCH)are equal on both carriers, the WTRU may chose the carrier with thehighest grant or just chose the anchor carrier for transmission.

If the non-scheduled grants are provided on a per carrier basis or ifthe non-scheduled transmissions are allowed on one carrier, the WTRU maygive priority to the carrier that contains the highest prioritynon-scheduled MAC-d flow to be transmitted, in that TIT or allows anon-scheduled MAC-d flow. For instance, if the non-scheduledtransmissions are allowed on the primary carrier only and for the givenHARQ process the WTRU is configured with non-scheduled data and data isavailable, the WTRU may give priority to the primary carrier (i.e., fillthe primary carrier first). If in a given TTI the highest priority MAC-dflow does not correspond to a non-scheduled flow, but a non-scheduledflow is allowed to be multiplexed with the selected highest priorityMAC-d flow, the WTRU may still give priority to the carrier which allowsnon-scheduled transmissions. Therefore, if any non-scheduled flows areallowed to be transmitted in a current TTI and non-scheduled data isavailable, the WTRU may first fill up the carrier which allowstransmission of the non-scheduled flows. The WTRU fills up the selectedcarrier with non-scheduled and scheduled data up to the available powerand/or grant according to the configured logical channel priority. Theremaining carrier(s) is then filled up if data, power and grant areavailable for that carrier.

Alternatively, the primary carrier may be selected first to be filledup. For example, for the non-scheduled transmission the WTRU may selectthe carrier with non-scheduled transmission first. Once thenon-scheduled transmissions are included in the selected carrier, theWTRU may then proceed to carrier selection for scheduled transmissionsusing one or a combination of the embodiments described above. Usingthis alternative embodiment, the WTRU may select a carrier for scheduledtransmission that is different from the first one selected fornon-scheduled data at the given TTI. As part of this embodiment the WTRUmay perform E-TFC selection and restriction on the newly selectedcarrier, wherein the E-TFC restriction if performed sequentially for thenewly selected carrier takes into account the power used for the E-DCHand E-DPCCH power for the non-scheduled transmission in the othercarrier. If the parallel E-TFC restriction is performed the power hasbeen properly allocated therefore the WTRU does not need tore-calculate. The WTRU may then fill up the carrier with scheduled,transmission up to allowed power, grant, or available data. If power,data, and grant are available for the other carrier, the WTRU may goback to the other carrier (which contains the initial non-scheduleddata) and fill it up with scheduled data.

Alternatively, the secondary carrier may be selected first. For example,if a scheduled flow has a highest priority in the given TTI, the E-TFCselection may be performed such that the carrier for the scheduledtransmissions is selected according to one of the embodiments describedherein. The E-TFC selection on the secondary carrier may determine, andinclude, the number of bits according to grant, power and bufferavailability and then fill up the primary carrier.

Alternatively, the E-TFC function when treating the non-scheduledtransmissions according to the logical channel priority ensures that thedata for the non-scheduled transmissions is sent to the proper carrier(e.g., primary carrier). This implies treating the scheduled data first,wherein the carrier to fill up first is selected, according to one ofthe embodiments described above. The E-TFC selection calculates thenumber of bits that may be transmitted on the selected carrier and fillsit up with data from the highest priority channel. If data from thischannel has been exceeded, or the maximum amount of data based onscheduled grants has been reached and if power still remains, then theWTRU may fill up data from the next highest priority logical channel. Ifthe next logical channel corresponds to a non-scheduled flow andnon-scheduled flow may be transmitted in the anchor carrier only and thecurrent carrier corresponds to the secondary carrier, the WTRU mayperform E-TFC selection for the anchor carrier even if power and/orgrant remains on the secondary carrier or alternatively, the WTRU maycomplete transmission, on the secondary carrier, e.g., up to availableallowed data in buffer or op to allowed grant/power. The E-TFCrestriction procedure (e.g., determining a set of supported E-TFCs) isperformed for the anchor carrier. If E-TFC restriction is donesequentially if may take into account the E-DPDCH power used in thesecondary carrier. The WTRU then fills up the carrier which hasnon-scheduled flows.

If power still remains and if some grant is still available then theWTRU may perform one or a combination of the following two embodimentsfor scheduled transmissions. The WTRU may continue filling up the anchorcarrier up to maximum power or maximum grant. Once the carrier is filledup and there is still power available or grant available in the othercarrier, then the E-TFC selection may go back to the initial selectedcarrier to fill it up. This would then require the WTRU running anadditional E-TFC restriction procedure to take into account the powerfor the initial transmission in this carrier and the transmission in theanchor carrier. Alternatively, the E-TFC selection procedure ends, eventhough there is remaining power and grant in the other carrier.

Alternatively, the WTRU may move back to the originally selected carrierand continue to fill up that carrier up to maximum power and/or maximum,grant. This may require the WTRU to run E-TFC restriction proceduresagain. If power still remains in the anchor carrier, then the WTRU maythen move back to the anchor carrier.

Similarly, if a DPDCH transmission is allowed on a particular carrieronly (e.g., primary carrier only) and DCH data is available, the WTRUmay give priority to the primary earner or the earner on which DPDCH isallowed. Alternatively, the WTRU may perform TFC selection and schedulethe DPDCH data for transmission on the primary carrier and then use oneor a combination of the embodiments described herein to decide whichcarrier to give priority for E-DCH transmission.

Alternatively, in the case where one carrier is power-limited and theother carrier is grant-limited, the WTRU may choose the carrier that ispower-limited, for the case where the power is shared on both carriers.A power-limited carrier may be a carder fur which there is not enoughpower to transmit all the data allowed by the grants (scheduled and/ornon-scheduled). A grant-limited carrier may be a carrier which hasenough remaining power to transmit more data than allowed by the grant.

Alternatively, the carrier selection, may depend on the amount of dataavailable in the buffers. If limited amount of data is available theWTRU may favor the carrier with the highest available power headroom orNRPM or equivalently lowest P_(DPCCH), otherwise one of above-describedembodiments may be applied. More specifically, as an example, if TEBS inbits is less than maximum supported payload and less than the number ofbits allowed by the grants for both carriers, then the WTRU may chosethe carrier with the largest remaining power (or power headroom or NRPM,or the like).

Alternatively, the WTRU may decide to give priority to the carrier thathas to transmit an HS-DPCCH in that TTI. Alternatively, the WTRU maychoose to give priority to the carrier for which DPCCH has to betransmitted (according to either DPCCH burst cycles on each carrier orinactivity periods on one carrier). More specifically, if one carrier isin discontinues transmission (DTX) cycle 1, while the other carrier isin DTX cycle 2 (DTX cycle 2 is longer than DTX cycle 1), the WTRU maygive priority to the carrier in which. DTX cycle 1 is ongoing. In caseone carrier is in continuous transmission and the other carrier is inDTX, the WTRU may give priority to the carrier for which a continuoustransmission is ongoing.

In the case where an HS-DPCCH is transmitted on one carrier only (i.e.,there is one HS-DPCCH channelization code to provide feedback or even iftwo codes are used the WTRU transmits from one carrier only), if anHS-DPCCH has to be transmitted, the WTRU may give priority to thatcarrier. Alternatively, the WTRU may take into consideration the powerused for HS-DPCCH in the NRPM calculation for that carrier and chose acarrier using one of the embodiments described above. The network mayallow the WTRU to choose the carrier on which HS-DPCCH feedback istransmitted. More specifically, for dual carrier operation the WTRU isnot limited to transmit the HS-DPCCH on the anchor carrier only. Thiswill allow the WTRU to choose the carrier with highest priority or thecarrier that optimizes transmission according to one or a combination ofthe embodiments described above and if HS-DPCCH feedback is required,the feedback is also sent on that carrier.

Alternatively, the WTRU may base its decision to select a carrier on oneor a combination of CPICH measurement and HARQ error rates on eachcarrier, etc.

In the case where a retransmission is ongoing in one of the carriers,the WTRU may perform E-DCH transmission on the other carrier and thusperform E-TFC selection for that carrier only.

As part of the E-TFC selection and the carrier selection procedures, theWTRU performs E-TFC restriction (also referred to as E-DCH transportformat combination index (E-TFCI) restriction) in order to determine themaximum supported payload for the anchor carrier and the maximumsupported payload for the supplementary carrier, (i.e., the maximumMAC-e or MAC-i protocol data unit (PDU) size that may be sent on theanchor and supplementary uplink carriers, respectively) given the ratioof the maximum allowed/available transmit power and the DPCCH codepower. The maximum number of bits for the anchor and supplementaryuplink carriers may be determined based on the maximum allowed/availabletransmit power and DPCCH code power of the anchor carrier and thesupplementary carrier, respectively. If one DPCCH is transmitted, themaximum number of bits may be determined based on the power of thetransmitted or on a defined or configured offset from the transmittedDPCCH.

In case each carrier has an independent maximum transmit power, themaximum number of bits is determined based on the maximum, power allowedfor the anchor carrier and the supplementary carrier and the DPCCH codepower of the anchor carrier and the supplementary carrier, respectively.In the case where both carriers have a shared maximum transmit power,the WTRU may calculate the maximum number of bits assuming that theshared maximum transmit power is allocated and available to eachcarrier. In the case where both carriers have a shared maximumtransmission power with an additional per-carrier maximum transmissionpower (e.g., in the case where power is pre-allocated differentlybetween carriers), the WTRU may calculate the maximum number of bitsassuming that the maximum transmission power is the minimum of theshared maximum transmission power and the maximum transmission powerconfigured/calculated for each carrier.

The E-TFC restriction may be done at each TTI and pre-calculated for allHARQ power offsets or profiles. Once the data is being filled up theWTRU may determine the set of supported E-TFC based on the selected HARQpower offsets, without having to re-calculate the NRPM, but just pullingit from the lookup table. Alternatively, the WTRU may calculate the NRPMwhenever needed.

For some of the embodiments for priority carrier selection disclosedabove, the WTRU may first determine the NRPM of each carrierindependently, assuming that no data will be transmitted on the othercarrier. The independent NRPM calculations may be performed for carriers1 and 2 as follows:

NRPM_(j,1)=(PMax_(j,1) −P _(DPCCH,target1) −P _(DPCCH,target2) −P_(DPDCH) −P _(HS-DPCCH1) −P _(E-DPCCHj,1))/P _(DPCCH,target1);and  Equation (15)

NRPM_(j,2)=(PMax_(j,2) −P _(DPCCH,target2) −P _(DPCCH,target1) −P_(DPDCH) −P _(HS-DPCCH2) −P _(E-DPCCHj,2))/P _(DPCCH,target2)  Equation(16)

PMax_(j,1) is the maximum WTRU transmitter power for E-TFC-j on carrier1, and PMax_(j,2) is the maximum WTRU transmitter power for E-TFC-j oncarrier 2. PMax_(j,1) may be equal to, or different from, PMax_(j,2)depending on the power requirements and/or the number of poweramplifiers (PAs) and/or power allocation for each carrier.P_(DPCCH,target1) and P_(DPCCH,target2) may be taken into considerationif the WTRU has to transmit the DPCCH in both carriers regardless ofwhether E-DCH data is transmitted or not, unless there is inactivityperiods due to DTX. P_(HS-DPCCH2) is applicable in the case that asecond HS-DPCCH is being transmitted in the second carrier; otherwisethe same HS-PDCCH power may be subtracted from, both carriers' NRPMcalculation. If DPDCH transmission is taking place for the TTI for whichE-TFC selection/restriction is being performed, the WTRU may take thisinto account in the NRPM calculation (i.e., P_(DPDCH) may be subtractedas well). If no DPDCH transmission is taking place (or if DPDCHtransmission is not allowed with dual carrier) the P_(DPDCH) may not betaken into account. In the case where DPDCH is only allowed in theprimary carrier then only NRPM for the primary carrier may take thatinto account. Alternatively, the power for DPDCH is taken into accountin the calculation of both NRPM when selecting a carrier, regardless ofwhere DPDCH is being transmitted. The same is applicable to theHS-DPCCH. The maximum available supported payload or supported E-TFCIsmay then be determined for each carrier independently according to thiscalculation, or otherwise stated the supported E-TFCs.

Embodiments for E-TFC restriction are described hereafter. Theembodiments for the E-TFC restriction described herein may be applicableto any E-TFC selection schemes disclosed above. The E-TFC restrictionprocedure may be carried out for each uplink carrier sequentially or inparallel for both uplink carriers.

When E-TFC restriction is carried out in parallel for both uplinkcarriers, a fraction of the total WTRU power may be pre-allocated toeach uplink carrier or calculated on a TTI-by-TTI basis by the WTRU. Themaximum power allocated to carrier x (regardless of maximum powerreduction (MPR) of the E-TFC_(j)) for E-DCH transmission becomesP_(max.) (=carrier 1 or carrier 2) in a DC-HSUPA system. Optionally, ifnon-scheduled transmissions are present, P_(max,x) may also take intoconsideration the power required by the WTRU to transmit thenon-scheduled transmissions. For instance, P_(max,x)=P_(non-s)+P_(sg)where P_(non-s) is the power required for the non-scheduledtransmissions calculated as described below and P_(sg) is the powerallocated to carrier x to transmit the scheduled transmissions. The sumof the powers allocated to the uplink carriers (e.g., P_(max,x) andP_(max,y)) is smaller than or equal to the maximum allowed WTRU power(according to the WTRU power class or as configured by the network).P_(max,x) and P_(max,y) may represent the final allocated power tocarrier x and carrier y, respectively (including the powers for thecontrol channels for carrier x and y, respectively). In that case, thenormalized remaining power may be calculated independently for eachcarrier. The NRPM for E-TFCj and carrier x and y may take the followingform:

NRPM_(j,x) =P _(max,x) /P _(DPCCH,targetx); and   Equation (17)

NRPM_(j,y) =P _(max,y) /P _(DPCCH,targety); and   Equation (18)

If P_(max,x) and P_(max,y) do not include the powers for the controlchannels, then the normalized remaining power may be calculatedindependently for each carrier. The NRPM for E-TFC_(j) and carriers 1and 2 may take the following forms:

NRPM_(j,1)=(PMax_(j,1) −P _(DPCCH,target1) −P _(HS-DPCCH1) −P_(E-DPCCHj,1))/P _(DPCCH,target1); and  Equation (19)

NRPM_(j,2)=(PMax_(j,2) −P _(DPCCH,target2) −P _(E-DPCCj,2))/P_(DPCCH,target2).  Equation (20)

In equations (19) and (20), it is assumed that no DPDCH is transmittedand the HS-DPCCH may only be transmitted over carrier 1 (e.g., anchorcarrier). If no HS-DPCCH is to be transmitted, then P_(HS-DPCCH1)=0.PMax_(j,1) and PMax_(j,2) represent the maximum power on carriers 1 and2, respectively, taking into account the maximum power reduction allowedfor E-TFC_(j) and the maximum allocated power for each carrier. ForE-TFC_(j), PMax_(j,x), x=1,2, is calculated by reducing the maximumpower allocated to carrier x (P_(max,x)) by the maximum power reduction(MRP) allowed for E-TFC_(j), for example (in dB) as follows:

PMax_(j,x,dB) =P _(max,x,dB)−MPR_(E-TFCj);  Equation (21)

where MPR_(E-TFCj) is the amount of power reduction for E-TPCj in dB,P_(max,x,dB) is the maximum power allocated for carrier x in dB, andPMax_(j,x,dB) is the resulting maximum power for carrier x and E-TFCj indB. Alternatively, the maximum power reduction may be taken into accountin the initial calculation of P_(max,x,)dB and in that casePMax_(j,x)=P_(max,x). The E-TFC restriction procedure then determinesthe set of supported and blocked E-TFCs for each carrier at each TTI.Since this operation depends on the HARQ profile of a given MAC-d flow,the WTRU may calculate the supported set for each MAC-d flow for bothcarriers at each TTI. P_(max,x) may be determined, or pre-configured, orcalculated dynamically in a number of ways.

In accordance with another embodiment, the E-TFC restriction proceduresfor the carriers may be performed sequentially. This embodiment isapplicable in the parallel case when a retransmission is ongoing. TheWTRU first selects one carrier for E-DCH transmission, which will bereferred to as carrier x as described above. If a retransmission isongoing, carrier x will correspond to the carrier in which aretransmission is ongoing and no E-TFC restriction or E-TFC selectionmay be performed for carrier x. The other carrier will be referred to ascarrier y. It is understood, that E-TFC restriction may be performed forcarrier x for other purposes in the WTRU, however, for E-TFC selectionpurposes E-TFC restriction or otherwise stated the maximum supportedpayload for this carrier x does not need to determined for the carrierin which a retransmission is ongoing at the given TTI. The selection ofthe carrier may be performed using one of the embodiments describedabove. Once carrier x is selected, the E-TFC selection procedure forcarrier x has to perform an estimation of the power leftover from TFCselection if DPDCH is present in carrier x or carrier y if DPDCHtransmission is allowed in one carrier (if DPDCH transmission is notallowed at all, the power of DPDCH is not considered), from the HS-DPCCHif being transmitted in carrier x or carrier y (if HS-DPCCH transmissionis allowed in one carrier), and from DPCCH transmission in carrier y (ifbeing transmitted).

The WTRU estimates the normalized remaining power margin available forE-TFC selection for carrier x, if being performed, based on thefollowing equation for E-TFC candidate j:

NRPM_(j,x)=(PMax_(j,x) −P _(DPCCH,targetx) −P _(DPCCH,targety) −P_(DPCCH.x,y) −P _(HS-DPCCH,x,y) −P _(E-DPCCH,j,x))/P_(DPCCH,targetx).  Equation (22)

The WTRU then estimates the normalized remaining power margin availablefor E-TFC selection for carrier y based on the following equation forE-TFC candidate j (the NRPM for carrier y is calculated after E-TFCselection for carrier x is completed (i.e., once the WTRU has selectedthe E-TFCI to be transmitted in carrier x) or alternatively, if aretransmission is ongoing in carrier x). It is understood that thecalculation of NRPM or remaining power in case of a retransmissionaccounts for the power used by the data channel)s) and control channelby the retransmission. This is applicable for all power allocationschemes.

NRPM for carrier y, maybe be calculated as follows:

NRPM_(j,x)=(PMax_(j,x) −P _(DPCCH,targetx) −P _(DPCCH,targety) −P_(DPCCH,z) −P _(E-DPCCH,x) −P _(E-DPCCH,x) P _(E-DPCCH,j,y))/P_(DPCCH,targety).  Equation (23)

PMax_(j,x) is the maximum WTRU transmitter power for E-TFC-j. This maycorrespond to the total shared WTRU transmission power and may be equalto PMax_(j,y) or may be a total allowed maximum power on carrier x.PMax_(j,y) is the maximum WTRU transmitter power for E-TFC-j. This maycorrespond to the total shared WTRU transmission power and may be equalto PMax_(j,x) or may be a total allowed maximum power on carrier y.

P_(DPCCH,target,z) is derived as follows. P_(DPCCH,x)(t) andP_(DPCCH,y)(t) represents a slotwise estimate of the current WTRU DPCCHpower in carrier x and y respectively at time t. If at time t, the WTRUis transmitting a compressed mode frame in carrier z, where z can takevalue x or y, thenP_(DPCCH,comp,z)(t)=P_(DPCCH,z)(t)×(N_(pilot,C)/N_(pilot,N)) elseP_(DPCCH,comp,z)(t)=P_(DPCCH,z)(t). If the WTRU is not transmittinguplink DPCCH during the slot at time t over carrier z, either due tocompressed mode gaps or when discontinuous uplink DPCCH transmissionoperation is enabled then the power may not contribute to the filteredresult. Samples of P_(DPCCH,comp,z)(t) may be filtered using a filterperiod of 3 slotwise estimates of P_(DPCCH,comp,z)(t) when, the E-DCHTTI is 2 ms or 15 slotwise estimates of P_(DPCCH.comp,z) when the E-DCHTTI is 10 ms to give P_(DPCCH,filtered,z). If the target E-DCH TTI forwhich NRPM_(j) evaluated does not correspond to a compressed mode framethen P_(DPCCH,target,z)=P_(DPCCH,filtered,z). If the target E-DCH TTIfor which NRPM_(j) is being evaluated corresponds to a compressed modeframe thenP_(DPCCH,target,z)=P_(DPCCH,filtered,z)×(N_(pilot,N)/N_(pilot,C))is thenumber of pilot bits per slot on the DPCCH in compressed frames, andN_(pilot,N) is the number of pilot bits per slot in non-compressedframes.

P_(DPDCH,z) is an estimated DPDCH transmit power, based onP_(DPCCH,target,z) and the gain factors from the TFC selection that hasalready been made for carrier z. If the target E-DCH TTI for whichNRPM_(j) is being evaluated corresponds to a compressed mode frame thenthe modification to the gain factors which occur due to compressed modemay be included in the estimate of P_(DPCCH). The DFDCH may be allowedto be transmitted in one carrier, which may be carrier x or carrier yand the P_(DPCCHz) corresponds to the estimated DFDCH power in therespective carrier (z=x or z=y, respectively). If DPDCH is transmittedin both carriers then P_(DPCCHz) corresponds to the sum of the estimatedDPDCH power in both carriers.

P_(HS-DPCCH,z) is an estimated HS-DPCCH transmit power based on themaximum HS-DPCCH gain factor based on P_(DPCCH,target,z) and the mostrecent signalled values of Δ_(ACK), Δ_(NACK)and Δ_(CQI). If the targetE-DCH TTI for which NRPM_(j) is being evaluated corresponds to acompressed mode frame then the modification to the gain factors whichoccur due to compressed mode may be included in the estimate ofP_(HS-DPCCH,z). The HS-DPCCH may be allowed to be transmitted in onecarrier which may be carrier x or carrier y, in which case z=x and z=y,respectively. If HS-DPCCH is transmitted in both carriers thenP_(HS-DPCCH,z) corresponds to the estimated DPDCH power in bothcarriers.

P_(E-DPCCH,j,x) is an estimated E-DPCCH transmit power for E-TFCI_(j).If E-TFCI_(j) is smaller than or equal to E-TFCI_(ec,boost) the estimateis based on P_(DPCCH,targetx) and the E-DPCCH gain factor calculatedusing the most recent signalled value of Δ_(E,DPCCH). If E-TFCI_(j) isgreater than E-TFCI_(ec,boost) the estimate is based on the E-DPCCH gainfactor, β_(ecj), which is calculated for E-TFCI_(j). If the target E-DCHTTI for which NRPM_(j) is being evaluated corresponds to a compressedmode frame then the modification to the gain factors which occur due tocompressed mode may be included in the estimate of P_(E-DPCCH,j,x).

P_(E-DPCCH,j,x) is an estimated E-DPCCH transmit power for E-TFCIdetermined for carrier x, and P_(E-DPCCH,x) is an estimated E-DPDCHtransmit power for the E-TFCI determined for carrier x.

P_(E-DPCCH,j,y) is an estimated E-DPCCH transmit power for E-TFCI_(j).If E-TFCI_(j) is smaller than or equal to E-TFCI_(ec,boost) the estimateis based on P_(DPCCH,targety) and the E-DPCCH gain factor calculatedusing the most recent signalled value of Δ_(E-DPCCH). If E-TFCI_(j) isgreater than E-TFCI_(ec,boost) the estimate is based on the E-DPCCH gainfactor, β_(ec,j), which is calculated for E-TFCI_(j). If the targetE-DCH TTI for which NRPM_(j) is being evaluated corresponds to acompressed mode frame then the modification to the gain factors whichoccur due to compressed mode may be included in the estimate ofP_(E-DPCCH,j,y). All power variables are expressed in linear powerunits.

In the case where scheduling information (SI) is transmitted percarrier, SI might be triggered for one carrier and has to be transmittedover that carrier. This implies that the WTRU may have to transmit theSI over that carrier regardless of whether it will be able to transmitany other data on that carrier. Therefore, it is proposed that the WTRUpre-allocates or allocates power for at least the transmission of thatSI in the carrier that triggered the SI.

In an example used to pre-allocated power, the E-TFC restriction, forthis particular embodiment, may account for the fact that SI will needto be sent on the other carrier and thus allocate power or pre-allocatedpower for at least one SI and the corresponding E-DPCCH required totransmit the E-TFC for one SI. The WTRU may include the power of theE-DPDCH required to transmit the SI in the calculation of P_(z),P_(granted,z), or alternatively include in the NRPM calculation asdescribed below.

Since the WTRU may run out of power in the first carrier, the NRPMcalculation may remove the power that will be needed fur the E-DFDCH andE-DPCCH in the other carrier for SI. This will allow for enough power tobe available in the other carrier to transmit at least the SI and themaximum power is not exceeded. The NRPM may be calculated as follows:

NRPM_(j,x)=(PMax_(j,x) −P _(DPCCH,targetx) −P _(DPCCH,targety) −P_(DPCCH,x,y) −P _(HS-DPCCH,x,y) −P _(E-DPCCH,j,x) P _(E-DPCCH,0,y) −P_(E-DPDCH,0,y))/P _(DPCCH,targetx);  Equation (24)

where, P_(E-DPCCH,0,y) and P_(E-DPCCH,0,y) are taken info account whenSI is triggered and has to be transmitted on the other carrier and theycorrespond to the E-DPDCH and E-DPCCH power required to transmitE-TFCI=0 (i.e., the E-TFC to transmit SI).

In the case where the SI may be transmitted in any carrier oncetriggered, the SI may be sent over the first selected carrier andtherefore there no need to account for the power that would have to beused in the other carrier.

When the WTRU calculates the NRPM of carrier x in the sequentialapproach or in the parallel approach, the WTRU may subtract theP_(E-DPCCH,y) anticipated to be transmitted based on the scaled grant(i.e., ΘSGy), where Θ being a scaling factor. Optionally, theP_(E-DPCCH,y) that may be allowed by the new scaled grant may also besubtracted from P_(max). This may be necessary when the scaling factordid not account for the E-DPCCH and E-DPDCH power of both carriers whencalculated.

As part of E-TFC selection the WTRU determines the state of each E-TFCbased on the available normalized remaining power margin. A given E-TFCmay be in either a supported state or a blocked state. Even insituations, where according to the E-TFC restriction no E-TFCs are in asupported state (the available power does not allow the transmission ofany of the E-TFCs), the WTRU may consider the E-TFCs included in theminimum set E-TFCs to be in a supported state. With dual carrieroperation, the usage of minimum set E-TFC is described below.

Where one minimum E-TFC set is configured, a number of rules on theusage of the minimum set are described herein. In one embodiment, theWTRU may allow minimum set E-TFC in the first selected carrier only. Ifthe WTRU does not have enough power available to transmit data on thesecond carrier the WTRU may not be allowed to transmit any data on thesecond carrier, even if it is allowed by the minimum E-TFC set.Alternatively, in that case, the WTRU may apply the minimum E-TFC set onthe second selected carrier (i.e., the minimum set E-TFCIs may be usedand will be considered as supported on both carriers).

Alternatively, the WTRU may not transmit anything (i.e., does notconsider the minimum set E-TFC as supported) on the second carrier ifthe WTRU is in cell edge condition and does not have enough power totransmit in the first carrier (i.e., the WTRU had to use the minimumE-TFC set or because of the retransmission power in the first carrierthe remaining power is not enough to fully allow the transmission of anyof the E-TFCIs on the second carrier). Alternatively, if the NRPM isbelow a predetermined or configured threshold the WTRU may not considerthe minimum set E-TFCI as supported on the second carrier (e.g., if NRPMis <0). Alternatively, if the UE power headroom (UPH) is below athreshold, the WTRU may not transmit on the second carrier.Alternatively, the WTRU may choose not to transmit on the second carrierif the amount of remaining data is below a threshold (i.e., TEBS isbelow a predetermined or configured threshold). Alternatively, the WTRUmay be allowed to use the minimum E-TFC set, if configured by thenet-work, on the primary carrier. This will allow the WTRU to transmitat least a minimum E-TFC on the primary carrier even if this carrier isthe second selected carrier or is the only carrier, since aretransmission may be ongoing on the other carrier. This may bebeneficial when non-scheduled transmissions may only be transmitted onthe primary carrier.

Alternatively, the minimum E-TFC set may be only applied to the firstselected carrier when two new transmissions are taking place. For thecase where a new transmission is taking place on one carrier and aretransmission on the other carrier, the WTRU may make use of theminimum E-TFC on this carrier in which E-TFC selection is taking place.Alternatively, one of the criteria described below may be used incombination to decide when to allow or disallow the minimum set E-TFC onthe carrier in which a new transmission is taking place.

Alternatively, the WTRU may be allowed a minimum E-TFC on the carrierthat allows non-scheduled transmission. Optionally, the minimum E-TFCmay be applied to that carrier if at the given TTI the WTRU hasnon-scheduled data and it is allowed to transmit non scheduled data onthat carrier. This rule may apply regardless of whether it is a secondcarrier or alternatively it may apply when the second carrier is beingtreated. The rules for the first select carrier may be similar to theone discussed above.

Alternatively, the minimum E-TFC may be independently configured by thenetwork, and the WTRU follows the network configuration of the minimumE-TFC regardless what carrier is selected first.

Alternatively, a single minimum E-TFC may be configured by the network.For example, if a minimum E-TFC is configured for one carrier by thenetwork while it is absent for the other carrier, the WTRU follows thenetwork configuration of the minimum E-TFC and may apply it for bothcarriers whether parallel E-TFC restriction procedure or sequentialrestriction procedure is used.

If no minimum E-TFC is used, and there is no power available the E-TFCselection will output no supported E-TFCs and thus no transmission willtake place, unless an SI is present. Optionally, the WTRU may not evenperform E-TFC selection on the second carrier if it has determined thatthe maximum power allowed has already been exceeded by the firstselected carrier or the carrier in which a retransmission is takingplace.

Alternatively, the WTRU may be configured and allowed to transmit in onecarrier at a time. Once the highest priority carrier is selectedaccording to one or a combination of the criteria above, the WTRU maynot transmit on the other carrier.

Example embodiments for E-TFC selection for independent maximum powerlimitation are explained hereafter. The WTRU may have a differenttransmission powers and maximum allowed power for each carrier, whichmay depend on the particular device configuration or design. Thisdepends on implementation design, (e.g., a WTRU may be designed with twodifferent power amplifiers and two different antennas), and/or onnetwork control and configuration. It is also applicable if the WTRUpre-allocates the power between the carriers, or allocates the power inparallel, as described in the embodiments above. In these situations,the maximum power or available power that may be used by each carriercorresponds to the allocated power per carrier. The embodiments are alsoapplicable to the case where power is shared between the carriers butthe power is allocated or scaled between the carriers prior to fillingup the carriers.

Where the powers are pre-allocated or the maximum amount of power isindependent on each carrier, the MAC PDUs may have to be filled upsequentially due to the fact that the delivery order of RLC PDUs has tobe maintained in order to allow proper operation of higher layers.Additionally, the WTRU may be buffer limited in which case enough datato transmit over one carrier may be available.

In this situation, the WTRU may initially choose the highest prioritycarrier P1 based on one of the embodiments described above. Forinstance, the WTRU may select the carrier with the higher powerheadroom, equivalently the carrier with the lower DPCCH power to befilled up with data first or the primary or secondary carrier may befilled up first. This allows, even a buffer limited WTRU to transmitmost of its data, or its highest priority data, over the carrier withthe best channel quality or over the carrier that allows transmission ofthe highest priority data, such as non-scheduled, transmissions.

According to the highest priority MAC-d flow, associated HARQ profileand multiplexing list, the WTRU then fills up the available space on thetransport block of carrier p1 (i.e., creates MAC-e or MAC-i to be senton carrier p1), according to the “Maximum Supported Payload p1”,“Remaining Scheduled Grant Payload p1”, and remaining non-scheduledgrant payload, if allowed and configured in the selected carrier, P1. Aspreviously mentioned, this corresponds to the number of bits that may betransmitted according to the allowed power, allowed scheduled grant, andallowed non-serving grant, respectively. In this situation, allowedpower and allowed grant may correspond to scaled values of the powerand/or grant of each carrier or the configured powers or grants. Thismay be done if the power or grant is proportionally split between thetwo carriers or allocated in parallel. If SI needs to be sent, the WTRUmay send it in carrier p1, or alternatively send it in the carrier inwhich the SI is configured to be transmitted.

Once the WTRU has completed the available space on carrier pi, it thenfills up next carrier. At this point the WTRU may re-determine thehighest priority MAC-d flow that has data to be transmitted and isallowed in the carrier being treated. At this point the highest priorityMAC-d flow may be different than the one determined initially, prior tocarrier p1 being filled up.

When determining the highest priority MAC-d flow the WTRU may, for everycarrier, determine the highest priority MAC-d flow configured with dataavailable amongst all MAC-d flows. In an alternate embodiment, the WTRUmay, for every carrier for which E-TFC selection or highest priorityMAC-d flow selection is being performed, determine the highest priorityMAC-d flow amongst all MAC-d flows allowed to be transmitted on thegiven carrier.

If the carrier for which E-TFC selection is being performed does notallow a certain type of MAC-d flow, when determining the highestpriority MAC-d flow the WTRU may not consider the MAC-d flows that arenot allowed for transmission on the given carrier. For instance, if theWTRU is performing E-TFC selection for the second carrier, it may notinclude non-scheduled MAC-d flows in the selection of highest priorityMAC-d flow. So if a non-scheduled. MAC-d flow has data available and hasthe highest configured MAC-d priority the WTRU may not use this MAC-dflow as its highest priority MAC-d flow and may not use the HARQprofile, power offset and HARQ retransmission, and multiplexing list forthe TTI for the carrier. For specific example, for HSPA dual carrier ULwhen treating the second carrier the WTRU may determine the highestpriority MAC-d flow amongst ail scheduled MAC-d flows.

Once the highest MAC-d flow is determined, the WTRU determines the newallowed MAC-d flows that may be multiplexed in this TTI, and the poweroffset based on the HARQ profile of the selected MAC-d flow to be usedfor the new carrier. The WTRU may then determine the Maximum SupportedPayload and Remaining Scheduled Grant Payload according to the new poweroffset and fill up the carrier with data if available accordingly.

Alternatively, the WTRU may determine the Maximum Supported Payload andRemaining Scheduled payload for both carriers at the beginning of theE-TFC selection procedure or prior to filling up the carrier, whichimplies that the WTRU can use the same power offset for both carriersregardless of whether data from that first highest selected MAC-d flowis being transmitted on both carriers. In this case, the multiplexinglist will remain the same on both carriers and may be a limiting factorwhen not enough data is available from those logical channels, but theWTRU has more power and grant available for transmission of otherlogical channels.

Once carrier p1 (which may be determined as above and filled upsequentially) is filled up with data, the WTRU immediately moves to theother carrier and continues to fill it up with data.

Alternatively, the carriers may be filled, up in parallel, which impliesthat the data from all the allowed logical channels is split between thetwo carriers. In order to avoid out-of-order delivery, the data or theRLC buffer has to be split. For instance, if 10 RLC PDUs with SN 0 to 0are available, RLC PDUs 0 to 4 are sent to carrier one and 5 to 9 aresent to carrier two. The WTRU then moves to the next logical channel ifspace still remains and the buffer is again split in the same way.

Alternatively, the E-TFC and carrier filling may be performed inparallel, but each carrier takes data from different logical channels.This implies that the WTRU selects the two highest priority MAC-d flows,determines the HARQ profile for each and the multiplexing list for eachand maps them to the two individual carriers. This will allow the WTRUto fill up and perform E-TFC in parallel without risking out-of-orderRLC delivery. However, this may result in situations where data from thehighest logical channel is still available but the WTRU may no longersend them, since the carrier is full.

In another embodiment, data flown may be carrier specific in this casethe WTRU may perform the E-TFC selection procedure independently foxeach carrier.

Example embodiments for E-TFC selection for total combined maximum powerlimitation are described hereafter. Some of the aspects of thisembodiments may also be applicable as described above if the powerbetween the two carriers is allocated in parallel or some form ofdynamic power allocation is performed.

In a sequential approach, when the WTRU maximum power is shared

amongst both carriers, the WTRU may initially select the highestpriority carrier (P1) using one of the embodiments described above.E-TFC restriction and selection may still be performed sequentially,wherein the available power and grant used are equivalent to theallocated or scaled power or grant.

Once the WTRU has selected the highest priority carrier, the WTRUperforms the E-TFC selection and restriction procedure, where thehighest priority MAC-d flow is selected and the power offset, theMaximum Supported payload p1 is determined, the Scheduled AvailablePayload is selected according to the serving grant of carrier P1 and thenon-scheduled available payload is selected. If SI needs to betransmitted, it may be treated with the first selected carrier oralternatively it may be treated on the carrier in which it is allowed tobe transmitted. In this case, the WTRU may perform a sequential E-TFCrestriction procedure as described above, where the WTRU assumes all thepower is available to be used by carrier P1 and assuming that no data isbeing transmitted on the secondary carrier. The WTRU creates a MAC-e orMAC-i PDU to be transmitted on this carrier according to the E-TFCselection. Alternatively, if the SI is sent in one carrier only (i.e.,the anchor carrier only), then the E-TFC selection takes it into accountwhen performing E-TFC for the carrier in which the SI is being sent.

The maximum supported payload, (i.e., E-TFC restriction), for theselected carrier may be determined, for example, according to the NRPMcalculation. In the case where the WTRU has a retransmission in carrierx, then no E-TPC selection is performed for carrier x. The WTRU performsE-TFC selection, and creates a MAC-i or MAC-e PDU for the carrier y, theremaining carrier.

The WTRU then has to create a MAC-e or MAC-i PDU for the remainingcarrier. At this point the WTRU may re-determine (or determine for thefirst time if a retransmission is ongoing on carrier x) the highestpriority MAC-d flow that has data to be transmitted and the power offsetbased on the HARQ profile of the selected MAC-d flow and the MAC-d flowmultiplexing list. Alternatively, the WTRU uses the same power offsetdetermined initially in the procedure.

The WTRU then performs the E-TFC restriction procedure for this secondcarrier. The WTRU may take into account the power that will be used fromthe first carrier and the remaining available power is used when,calculating the maximum supported payload or when determining the set ofsupported E-TFCIs. Alternatively, the WTRU may subtract a “backoffpower” (i.e., the particular power losses experienced when the WTRUtransmits on two carriers in the same TTI), prior to performing theE-TFC restriction on the second carrier, (i.e., the second selectedcarrier), when two new transmissions fake place or when one newtransmission is faking place due to a HARQ retransmission in the othercarrier.

In these embodiments described herein, the WTRU may be configured to notto transmit a DPCCH when it is determined that data does not need to besent. The WTRU may also be configured to not transmit any data on asecond carrier if it does not have enough power where the maximum poweris allocated per carrier. For instance, if one of the carriers does nothave enough power, the WTRU may use one carrier to transmit (the onethat has the highest UPH or highest NRPM), instead of using the minimumset E-TFCI, or alternatively, the WTRU may not transmit in one of thecarriers if both do not have enough power. The WTRU may use the minimumset on one of the carriers and may not transmit on the second.

The MAC-i or MAC-e PDU is then filled up according to the determinedmaximum supported payload, the scheduled available payload (according tothe serving grant of this carrier), and the non-scheduled availablepayload, if applicable.

In another embodiment, the WTRU may select the E-TFC on each carrier insuch a way that the transmission power (over all UL channels, i.e.,DPCCH, E-DPCCH, HS-DPCCH, E-DPDCH) on each carrier is the same or thedifference between the two is less than a pre-configured maximum value.This may be achieved, for instance, by calculating for a giventransmission power level which E-TFCs may be transmitted on each carriergiven the transmission power of the DPCCH and other channels on eachcarrier. For instance, assuming that the DPCCH power levels are 7 dBmand 10 dBm on, say, carriers 1 and 2 respectively, and that the powerlevels of the HS-DPCCH and E-DPCCH are each −3 dB below that of theDPCCH, if the transmission power level, on each carrier is 18 dBm, thepower headrooms on each carrier are 8 dB and 5 dB respectively, and thecorresponding E-TFC sizes may be 600 bits and 300 bits. Thus the WTRUmay transmit with equal power (of 18 dBm) on both carriers by selectingan E-TFC of 600 bits on the carrier 1 and an E-TFC of 300 bits oncarrier 2.

This principle may be applied in different cases. If the WTRUtransmission is limited by the maximum UL power, the WTRU may select theE-TFC on each carrier by splitting the maximum UL power equally betweenthe two carriers (thus the UL power available to each carrier would be 3dB below the maximum) and determining the maximum supported E-TFC oneach carrier using the method disclosed above. If the WTRU transmissionis limited by the amount of data in the WTRU buffer, the WTRU may seekthe transmission power level of both carriers such that the amount ofdata that may be transmuted with the resulting E-TFCs on each carriercorresponds to the amount of data in the buffer.

In another embodiment, the WTRU may select the E-TFC on each carrier insuch a way that the interference load incurred on each carrier is sameor approximately the same. The interference load incurred on a carriermay, for instance, be estimated as the power ratio between the E-DPDCHpower and the DPCCH power, which corresponds to the power ratio used forscheduling. Thus, provided that the scheduling grant and the powerheadroom is sufficient on both carriers, the WTRU selects the E-TFC oneach carrier by determining how many bytes may be transmitted from theWTRU buffer, based on grant and by determining the needed E-TFC size oneach carrier by dividing this number of bytes by 2 and applying theappropriate MAC headers.

This method would result equal power ratios on each carrier providedthat mapping between, reference power ratios and reference E-TFCs is thesame between the carriers, and provided that all the data belong tological channels that have the same HARQ offset. In case where the databelongs to logical channels that do not all have the same HARQ offset,the WTRU has to find which sharing of bytes that result in the samepower ratio for both E-TFCs.

Example embodiments are described below that combine the embodimentsdescribed herein. These embodiments are merely illustrative, and othercombinations of the embodiments described herein are contemplated by thepresent invention. The actions may optionally be performed in anycombinations (e.g., across more than one embodiment). In particular,actions related to the anchor carrier may also be applicable to thesecondary carrier.

A first of these embodiments takes a parallel approach with allocationhandled at the E-TFC restriction level. In this embodiment, the WTRUdetermines if it is power-limited. The WTRU calculates the amount ofpower for the E-DPDCH data as follows:

$\begin{matrix}{{P_{{DATA},\max} = {P_{\max} - \left( {{\overset{2}{\sum\limits_{z = 1}}\; P_{{DPCCH},z}} + P_{{{HS}\text{-}{DPCCH}},z} + P_{{E\text{-}{DPCCH}},z}} \right)}},} & {{Equation}\mspace{14mu} (25)}\end{matrix}$

where P_(max) accounts for the necessary power backoff for dual-carrieroperations, and the power of the E-DPCCH for the carrier z (z=x or y) iscalculated based on the maximum E-DPDCH power for that carrier accordingto the serving grant. And then If P_(x)+P_(y)>P_(DATA,max), the WTRU ispower limited. P_(z) (z=x or y) in these example embodiments maycorrespond to the power required for scheduled E-DPDCH transmissions. Ina mathematical formulation P_(z) may correspond to, may mean, or may bedefined as P_(E-DPDCH,z) according to equation (5). More specifically:

P _(z) =P _(E-DPDCH,z) =SG _(z) ×P _(DPDCH,z).  Equation (26)

The WTRU calculates the fraction of remaining power to be allocated toeach carrier, according to any of the embodiments described above. Thenormalized remaining power for each carrier may be calculated, forexample, as follows:

NRPM,x=ρ _(x)(P _(DATA,max))/P _(DPCCH,x), and   Equation (27)

NRPM,y=ρ _(y)(P _(DATA,max))/P _(DPCCH,y), and   Equation (28)

where ρ_(z) (z=x or y) is the fraction of remaining power allocated tocarrier z, based on soma power allocation rule. Throughout this exampleembodiments, ρ_(z)(P_(DATA,max)) represents the power allocated tocarrier z for E-DCH transmission, using any of the power allocationschemes/embodiments. This in an another example formulation may alsocorrespond to P_(max,z) or P_(E-DPDCHmod,z) or(P_(E-DPDCHmod,z)+P_(non-SG)).

Alternatively, the normalized remaining power for each carrier may becalculated, for example, as follows:

$\begin{matrix}{{NRPM},{x = {{\left\lbrack {P_{\max} - \left( {{\overset{2}{\sum\limits_{z = 1}}\; P_{{DPCCH},z}} + P_{{{HS}\text{-}{DPCCH}},z} + P_{{E\text{-}{DPCCH}},z}} \right)} \right\rbrack/P_{{DPCCH},x}} \cdot {SG}_{{input},y}}},} & {{Equation}\mspace{14mu} (29)} \\{{NRPM},{y = {{\left\lbrack {P_{\max} - \left( {{\overset{2}{\sum\limits_{z = 1}}\; P_{{DPCCH},z}} + P_{{{HS}\text{-}{DPCCH}},z} + P_{{E\text{-}{DPCCH}},z}} \right)} \right\rbrack/P_{{DPCCH},y}} \cdot {SG}_{{input},x}}},} & {{Equation}\mspace{14mu} (30)}\end{matrix}$

where SG_(input,x) and SG_(input,y) are the fictitious serving grantsfor carriers x and y, respectively.

The WTRU then executes E-TFC restriction based on these two NRPM foreach carrier separately. The convention E-TFC Selection may then beexecuted for one carrier at a time without any changes to the servinggrants, starting with the anchor carrier over which the non-scheduledtransmissions are being transmitted or with any of the carriers selectedaccording to any of the procedures described above.

A further embodiment takes a parallel approach with allocation handledat the E-TFC restriction level and enables protection of non-scheduledtransmission. In this embodiment, the WTRU determines if it ispower-limited. The WTRU calculates the amount of power for the E-DPDCHdata as in equation (25). If P_(x)+P_(y)>P_(DATA,max), or optionally ifP_(x)+P_(y)+P_(non-SG)>P_(DATA,max) if P_(x) does not include the powerfor the non-scheduled transmissions, the WTRU is power limited. The WTRUcalculates the fraction of remaining power to be allocated to eachcarrier, according to any of the embodiments described above. Thenormalized remaining power for each carrier may be calculated as inequations (26) and (26). The WTRU then executes E-TFC restriction basedon these two NRPM for each carrier separately. The WTRU then executesE-TFC selection for each carrier separately. For the anchor carrier, theWTRU uses a virtual serving grant to ensure that non-scheduledtransmissions are transmitted. This virtual serving grant may becalculated as follows:

SG _(input,x)=(ρ_(x) P _(DATA,max) −P _(non-SG))/P _(DPCCH,x),  Equation (31)

where it is assumed that the power allocation ensures that this virtualserving grant is non-negative. E-TFC selection is run using theconventional approach for the secondary carrier.

Yet another embodiment takes a parallel approach with allocation handledat the E-TFC restriction level and provides for absolute protection ofnon-scheduled transmission. In this embodiment, the WTRU determines ifit is power-limited by for example taking into account the powerrequired for scheduled and/or non-scheduled and control channels on bothcarriers according to any of the embodiments described above.

The WTRU calculates the amount of power for the scheduled E-DPDCH dataas follows:

$\begin{matrix}{{P_{{DATA},\max} = {P_{\max} - \left( {P_{{non}\text{-}{SG}} + {\overset{2}{\sum\limits_{z = 1}}\; P_{{DPCCH},z}} + P_{{{HS}\text{-}{DPCCH}},z} + P_{{E\text{-}{DPCCH}},z}} \right)}},} & {{Equation}\mspace{14mu} (32)}\end{matrix}$

where P_(max) accounts for the necessary power backoff for dual-carrieroperations, and the power of the E-DPCCH for the carrier z(z=x or y) iscalculated based on the maximum E-DPDCH power for that carrier accordingto the serving grant. P_(DATA,max) here corresponds to the poweravailable for scheduled E-DPDCH. If P_(x)+P_(y)>P_(DATA,max), the WTRUis power limited. The WTRU calculates the fraction of remaining power tobe allocated to each carrier, according to any of the embodimentsdescribed above where the power of the non-scheduled transmission istaken into account for the first carrier. The normalized remaining powerfor each carrier may be calculated as follows:

NRPM,x=(ρ_(x) P _(DATA,max) +P _(non-SG))/P _(DPCCH,x); and   Equation(33)

NRPM,y=ρ_(y) P _(DATA,max) /P _(DPCCH,y)and   Equation (34)

where ρ_(z) is the fraction of remaining power allocated, to carrier zfor the scheduled transmissions, based on some power allocation ruleoptionally taking into account that non-scheduled, transmissions may betaking place. The WTRU then executes E-TFC restriction based on thesetwo NRPM for each carrier separately. For carrier x, the power of thenon-scheduled transmission is added to the remaining power on the firstcarrier to ensure that the supported E-TFCIs for carrier x may alsocarry the non-scheduled transmissions. It is understood that if in anexample implementation, if ρ_(x)P_(DATA,max) includes the powerallocated to carrier x, or primary carrier, for both scheduled andnon-scheduled, P_(non-SG) does not need to be added to the formula.

The WTRU then executes E-TFC selection for each carrier separately. TheWTRU uses as an input to the E-TFC selection the full serving grant(without scaling) on both carriers, allowing the headroom on eachcarrier to be used as a pool of resources for both scheduled andnon-scheduled and respecting the logical channel priority of MAC-d flowswith data available.

In a different example implementation 3, for the anchor carrier, theWTRU uses a virtual serving grant to ensure that non-scheduledtransmissions are transmitted. This virtual serving grant may becalculated as follows:

SG _(input,x)=(ρ_(x) P _(DATA,max))/P _(DPCCH,x)  Equation (35)

E-TFC selection is run using the conventional approach for the secondarycarrier, optionally also using a virtual serving grant calculated thesame way.

A further embodiment handles allocation at the E-TFC restriction leveland provides for absolute protection of non-scheduled transmission andpower re-allocation. In this embodiment, the WTRU determines if it ispower-limited. The WTRU calculates the amount of power for the scheduledE-DPDCH data as in equation (32). If P_(x)+P_(y)<P_(DATA,max), the WTRUis power limited. The WTRU calculates the fraction of remaining power tobe allocated to each carrier, according to any of the rules describedabove where the power of the non-scheduled transmission, is taken intoaccount for the first carrier. The normalized remaining power for eachcarrier may be calculated as in equation (33). The WTRU then executesE-TFC restriction for the first carrier based on NRPM,x. For carrier x,the power of the non-scheduled transmission is added to the remainingpower on the first carrier to ensure that the supported E-TPCIs forcarrier x may also carry the non-scheduled transmissions.

The WTRU then, executes E-TFC selection for the anchor carrier (carrierx here). For the anchor carrier, the WTRU uses a virtual serving grantto ensure that non-scheduled transmissions are transmitted. This virtualserving grant may be calculated as in equation (35). E-TFC selection isrun using the conventional approach for the secondary carrier, withE-TFC restriction based on the total remaining power after E-TFCselection is executed on the anchor carrier and optionally with therestriction that no non-scheduled flows are transmitted. When filling upthe second carrier the UE may use the full serving grant for thesecondary as an input to the E-TFC selection.

Another embodiment takes a parallel approach with allocation handled atthe grant level and provides for absolute protection of non-scheduledtransmission. In this embodiment, the WTRU determines if it ispower-limited. The WTRU calculates the amount of power for the scheduledE-DPDCH data as in equation (32). If P_(x)+P_(y)<P_(DATA,max) or ifP_(x)+P_(y)<P_(DATA,max)−P_(non-SG), does not take into accountnon-scheduled already according to equation (25) for example, the WTRUis power limited. The WTRU calculates the fraction of remaining power tobe allocated to each carrier, according to any of the rules describedabove where the power of the non-scheduled transmission is taken intoaccount for the first carrier. For example, the virtual grant for eachcarrier may be given as follows:

SG_(input,x)=ΘSG_(x); and   Equation (36)

SG_(input,y)=ΘSG_(y),   Equation (37)

where Θ is given by:

Θ=(P _(DATA,max))/(P _(x) +P _(y)).  Equation (38)

The WTRU executes E-TFC restriction for the two carriers, assuming noE-DPDCH is being transmitted on any of the two carriers, e.g. accordingto equation (25). According to this embodiment, NRPM for each carrierwould be equivalent to:

NRPM,x=P _(DATA,max) /P _(DPCCH,x)and  Equation (39)

NRPM,y=P _(DATA,max) /P _(DPCCH,y)  Equation (40)

or equivalent to equations (36) or (27) where ρ_(z) is equal to 1.

If P_(DATA,max) has taken P_(non-SG) into account according to equation(31) then:

NRPM,x=(P _(DATA,max) +P _(non-SG))/P _(DPCCH,x)and   Equation (41)

NRPM,y=P _(DATA,max) /P _(DPCCH,y)  Equation (42)

With this example embodiment, the set of supported E-TFCI for eachcarrier will correspond to the E-TFCIs that can be transmitted by the UEif no data is transmitted in the other carrier. However, since the grantis limited by the virtual grants, which were calculated accounting forthe non-scheduled transmissions, then the total transmission power willnot exceed the maximum allowed power (unless minimum set E-TFC is used).The WTRU will fill up each carrier according to the non-scheduled grantand available non-scheduled data, according to the virtual grant inorder of logical channel priority. The conventional E-TFC selection isthen executed on the primary carrier and then on the secondary carrierwith the optional restriction that non-scheduled flows may only bemapped on the anchor carrier.

It should be understood that throughout tins disclosure, the WTRU maynot need to determine or calculate whether the WTRU is power limited andallocate the power according to any of the embodiments described above,by ensuring that the power allocated to each carrier for scheduledtransmissions does not exceed the power allowed by the actual servinggrant. For example, this may be achieved by taking the minimum betweenthe SGz and SGinput,z, or determining the scaling factor to be a minimumof calculated scaling factor and 1.

Embodiments for dual-carrier power back-off and maximum power reductionfor multicarrier operations are disclosed hereafter. To relieve the WTRUpower amplifier design and power consumption, the WTRU is typicallyallowed a certain maximum power reduction (MPR). This power reductionmargin allows a WTRU implementation to reduce the maximum transmissionpower (this is also referred to as power back-off) to avoid causingunintended adjacent carrier interference due to power amplifiernon-linearity.

Typically the amount of power back-off depends on the combination ofsignals being transmitted. Conventionally for single carrier operations,the maximum power reduction allowed for TFC and E-TFC restrictionprocedures for different cases are specified. When performing E-TFCrestriction for example, the maximum transmission power PMax_(j) isallowed to be reduced by up to the MPR (E-TFC-MPR) amount correspondingto the signal configuration case corresponding to E-TFC j, as shown inTable 2.

TABLE 2 Inputs for E-TFC selection E-DPDCH E-TFC-MPR Case β_(c) β_(hs)β_(d) β_(ec) β_(ed) SFmin Ncodes (dB) 1 >0 0 0 >0 >0 ≧4 1 0.25 2 >0 ≧00 >0 >0 2 4 0.50 3 >0 0 >0 >0 >0 ≧4 1 0.75 4 >0 >0 >0 >0 >0 ≧4 1 1.505 >0 ≧0 >0 >0 >0 4 2 0.75 6 >0 ≧0 >0 >0 >0 2 2 0.50 NOTE: For inputs{β_(c), β_(hs), β_(d), β_(ec), β_(ed), SFmin, Ncodes} not specifed abovethe E-TFC-MPR (dB) = 0

In accordance with one embodiment, a power back-off may be applied whentransmitting on two uplink carriers rather than one. The WTRU determinesthe amount of data to be transmitted on both carriers according to anyof the embodiments described herein, and may apply a power back-off(i.e., reduction in total transmission power or per-carrier transmissionpower) if data is to be sent on two carriers. The application of a powerback-off would then result in the use of a smaller E-TFCI on eachcarrier. The WTRU may determine whether more data may be sent using asingle carrier without power back-off or using two carriers with powerback-off, and select the option allowing for transmission of most totalnumber of bits.

For dual-carrier operations, new sets of MPR tables may be defined, orthe conventional table for E-TFC restriction, may be extended to supportadditional cases such that all the existing (1-6) or relevant cases incombination with the case where a second DPCCH on the supplementarycarrier is present, all the existing (1-6) or relevant cases incombination with, the case where a second DPCCH and HS-DPCCH on thesupplementary carrier are present, and all the existing (1-6) orrelevant cases in combination with the case where a second DPCCH andHS-DPCCH on the supplementary carrier are present in addition todifferent cases of E-DCH configurations. In the case where no DFDCH isallowed when a WTRU is configured for DC-HSUPA operations, then thefirst 2 cases in Table 2 become relevant.

In accordance with one embodiment, when performing the E-TFC restrictionprocedure sequentially, (i.e., the E-TFC restriction procedure forcarrier x is carried out before the E-TFC restriction procedure forcarrier y), when performing E-TFC restriction for carrier x, thecalculation of PMax_(j,x) may take into account, in addition to thechannels transmitted in carrier x, an additional power reduction due tothe presence of DPCCH and potentially other channels such as theHS-DPCCH on carrier y. This maximum allowed power reduction may beobtained from a new E-TFC-MPR Table 3, for instance. In Table 3, the MPRvalues X1-X4 are fixed numbers determined for example throughsimulations or measurements, and when performing E-TFC restriction forthe first carrier selected (e.g., when, performing E-TFC restrictionsequentially) the WTRU determines for each E-TFCi the E-TFC-MPRaccording to the table and may apply it to the maximum transmit power.Similarly, when performing E-TFC restriction for carrier y, thecalculation of PMax_(j,y) may take into account, in addition to thechannels transmitted in carrier y, (i.e., DPCCH, E-DPCCH, E-DPDCH, andpotentially the HS-DPCCH), an additional power redaction due to thepresence of carrier x, for which the actual E-DCH transport format hasbeen selected. This maximum allowed power reduction may be obtained froma new E-TFC-MPR Table 4, for instance.

TABLE 3 Inputs for E-TFC selection E-DPDCH E-TFC- Carrier 1 Carrier 2(in Carrier 1) MPR Case β_(c) β_(hs) β_(d) β_(ec) β_(ed) β_(c) β_(hs)SFmin Ncodes (dB) 1  >0 0 0 >0 >0 0 0 ≧4 1 0.25 2  >0 ≧0 0 >0 >0 0 0 2 40.50 3* >0 0 0 >0 >0 >0 0 ≧4 1 X1 4* >0 ≧0 0 >0 >0 >0 0 2 4 X2 5* >0 00 >0 >0 >0 >0 ≧4 1 X3 6* >0 ≧0 0 >0 >0 >0 >0 2 4 X4 NOTE: For inputs{β_(c), β_(hs), β_(d), β_(ec), β_(ed), SFmin, Ncodes} not specifed abovethe E-TFC-MPR (dB) = 0

Then for the second carrier the WTRU knows that data will be transmittedon the first carrier (otherwise the second carrier would not be filledwith data). In Table 4, the MPR values Y1-Y6 are fixed numbersdetermined for example through simulations or measurements.

TABLE 4 Inputs for E-TFC selection E-DPDCH Carrier 1 Carrier 2 Carrier 1Carrier 2 E-TFC- Case β_(c) β_(hs) β_(d) β_(ec) β_(ed) β_(c) β_(hs)β_(d) β_(ec) β_(ed) SFmin Ncodes SFmin Ncodes MPR (dB) 1** >0 00 >0 >0 >0 0 0 >0 >0 ≧4 1 ≧4 1 Y1 2** >0 0 0 >0 >0 >0 0 0 >0 >0 ≧4 1 2 4Y2 3** >0 0 0 >0 >0 >0 >0 0 >0 >0 2 4 ≧4 1 Y3 4** >0 0 0 >0 >0 >0 >00 >0 >0 2 4 2 4 Y4 5** >0 >0 0 >0 >0 >0 0 0 >0 >0 ≧4 1 ≧4 1 Y5 6** >0 >00 >0 >0 >0 0 0 >0 >0 2 4 2 4 Y6 NOTE: For inputs {β_(c), β_(hs), β_(d),β_(ec), β_(ed), SFmin, Ncodes} not specifed above the E-TFC-MPR (dB) = 0

When a WTRU is configured for DC-HSUPA operations, E-TFC selection andthus E-TFC restriction may be carried out for a single transport blockwhen for example there is a re-transmission on a carrier and the othercarrier is free. In such cases, the MPR for E-TFC restriction may bebased on a similar procedure but starting with the MPR calculation forcarrier 2 (as data is already being sent on carrier 1). An E-TFC-MPRtable such as the one shown in Table 4 may be used for this purpose.

In another embodiment, a fixed MPR offset may be applied to the valuesin the conventional tables when data or control information is beingtransmitted over a second carrier. More specifically, this fixedDC-HSUPA-MPR value (in dB) may be added to the E-TFC-MPR valuecalculated for each carrier individually when carrying out E-TFCrestriction. For example, the WTRU may calculate the MPR as follows. IfDC-HSUPA is activated and E-TFC selection is carried out for eachcarrier and each E-TFCI, the WTRU may calculate a first “single-carrierMPR” according to the E-TFC restriction legacy procedure (e.g., usingTable 2). For each carrier, the WTRU then adds the DC-HSUPA-MPR value tothis single-carrier MPR value calculated above. For each carrier, theWTRU then uses this total MPR in the calculation of the maximum powerfor that carrier.

In another example, where for example the E-TFC restriction is carriedout sequentially, the WTRU may calculate the MPR as follows. Incalculating the MPR for the first carrier to which E-TFC restriction isapplied the WTRU calculates first a “single-carrier MPR” according tothe E-TFC restriction legacy procedure, (e.g., using Table 2).Optionally, the WTRU adds the DC-HSUPA-MPR value to this single-carrierMRP value calculated. Optionally, the WTRU add the DC-HSUPA-MPR value tothis single-carrier MPR value calculated if one or more of the followingconditions are met (in any order or combination): (1) the power of theDPCCH on the other carrier is non-zero or will be non-zero for at leastone of the slot in the upcoming TTI, or (2) the HS-DPCCH is being orwill be transmitted on the other carrier.

In calculating the MPR for the second carrier to which E-TFC restrictionis applied the WTRU may calculate first a “single-carrier” MPR accordingto the E-TFC restriction legacy procedure (e.g., using Table 2).Optionally, the WTRU adds the DC-HSUPA-MPR value to this single-carrierMPR value calculated. Optionally, the WTRU adds the DC-HSUPA-MPR to thissingle-carrier MPR value calculated if one or more of the followingconditions are met (in any order or combination): (1) the power of theE-DPDCH (and the E-DPCCH) on the first carrier is non-zero, (2) thepower of the E-DPDCH on the first carrier is above a threshold, wherethe WTRU receives the value of this threshold via higher layer signalingor the value of the threshold is pre-configured, (3) the number ofchannelization codes of the E-DPDCH on the first carrier is larger thanor equal to a given value, where this value is signaled by the networkor pre-configured in the specifications, (4) the smallest spreadingfactor used on the first carrier E-DPDCH is smaller than or equal to apre-configured value, (5) or the first carrier has non-zero power on theHS-DPCCH.

In another embodiment, the WTRU may use the legacy or conventional E-TFCrestriction procedure with MPR when a single carrier is activated andwhen more than one carrier is activated the WTRU may use a fixed MPRvalue. Alternatively, the WTRU may use a fixed MPR when two carriers areactivated and E-DCH transmission occurs on both carriers. Otherwise, theWTRU applies the MPR based on the legacy procedure calculated using thecarrier with E-DCH transmission and no additional MPR is taken intoconsiderations for the other carrier. Alternatively, the WTRU may use afixed MPR when two carriers are activated and more than one physicalchannel is being transmitted on each carrier. Otherwise, the WTRUapplies the MPR based on the legacy procedure calculated using thecarrier with E-DCH transmission and no additional MPR is taken intoconsiderations for the other carrier. Alternatively, the WTRU may use afixed MPR when two carriers are activated and at least the DPCCH istransmitted on each carrier simultaneously. Otherwise, the WTRU appliesthe MPR based on the legacy procedure calculated using the carrier withE-DCH transmission and no additional MPR is taken into considerationsfor the other carrier. The fixed MPR value may correspond to the largestMPR value in Table 2. The WTRU may pre-calculate the MPR for allrelevant E-TFCI and carrier combinations.

When power reduction is applied for E-TFC_(j,z), where z=x or z=y, thevalue of P_(MAX) is reduced by the amount of power back-off for theE-TFCj and carrier x or y. The maximum WTRU transmitter power becomes asfollows:

Maximum WTRU transmitter power (in dBm)=MIN {Maximum allowed UL TX Power(in dBm), P _(MAX,dBm) −P _(BACKOFF,j,z)}  Equation (43)

where Maximum, allowed UL TX power is set by UTRAN, P_(MAX,dBm) is theWTRU nominal maximum transmit power is defined by the WTRU power class(in dBm), and P_(BACKOFF,j,z) is the amount of power backoff applied forE-TFCj and carrier or z=y (in dB).

The scheduling information (SI) may be modified such that it providesthe UL power headroom measurement for each carrier individually. Morespecifically, the format of the SI may be expanded to include UPH forthe supplementary carrier, as shown in FIG. 11, where UPH1 and UPH2,correspond to the ratio of the maximum WTRU transmission power and thecorresponding anchor and supplementary DPCCH code power, respectively.

Alternatively, the WTRU may report one UPH measurement, and the Node-Bmay infer the UPH of the other carrier based on the noise risedifference between the carriers.

Alternatively, a single UPH may be calculated and reported as:

UPH=P _(max,jx)/(P _(DPCCH1) +P _(DPCCH2))′  Equation (44)

where P_(max,jx) is the total maximum output power that may betransmitted by the WTRU and P_(DPCCH1) and P_(DPCCH2) represent thetransmitted code power on DPCCH of carrier 1 and carrier 2,respectively. In the case where per-carrier maximum transmission powersare configured, then P_(max,jx) represents the sum of the per-carriermaximum transmission powers.

Alternatively, the scheduling information format remains unchanged, butthe WTRU may report the SI individually in each carrier. For Instance,if the SI is sent over the anchor carrier it reports the UPH of theanchor carrier, and if it sent over the supplementary carrier it reportsthe UPH of the supplementary carrier.

When performing the E-TFC restriction procedure, the WTRU needs tocalculate the E-DPDCH and E-DPCCH gain factor (in case E-DPCCH powerboosting is configured) for each E-TFCI and each HARQ offset configured.These gain factors depends on a set of parameters configured by thenetwork. The WTRU may receive a configuration message enabling thecalculation of these gain factors. The configuration message includes atleast one or more of the following parameters: a set of referenceE-TFCIs, E-DPDCH power offsets, a HARQ offset for each MAC-d flowconfigured, E-TFGI_(ec,boost) indicating the E-TFCI above which E-DPCCHpower boosting will be applied, a gain factor for E-DPCCH, traffic tototal pilot power (for E-DPCCH power boosting), etc. Every time the WTRUrequires the gain factor for a given E-TFCI, the WTRU uses the powerinterpolation or extrapolation formula and potentially the E-DPCCH powerboosting formula to calculate the gain factor.

Alternatively, the WTRU may pre-calculate for each of the E-TFCIs thegain factor required for all HARQ offsets configured or all MAC-d flow.The WTRU stores the resulting power offsets for future use (e.g., everytime E-TFC restriction is executed). When the WTRU requires a set ofpower offsets for a given HARQ offset and E-TFCI, the WTRU may look-upthe requested value in the pre-calculated table. This approach may beused for any of the E-TFC restriction/selection procedures describedabove.

In this invention, the WTRU may pre-calculate the set of supportedE-TFCIs for every HARQ offset ahead of the time these values arerequired in the E-TFC selection procedure. For example, the set ofsupported E-TFCIs for each HARQ offset configured may be calculated andstored in memory at the beginning of every TTI, independently for eachcarrier. When needed by the E-TFC selection procedure the WTRU may thenread the desired set of values from the WTRU memory. Thus when referringto the execution of the E-TFC restriction procedure in this invention,it should be understood that in many cases the actual computations ofthe set of supported E-TFCIs may have already been carried out (e.g.: atthe TTI boundary) and thus the execution of the E-TFC restriction mayrefer to the WTRU reading the set of supported E-TFCIs from memory.

In other embodiments, modulation schemes may be optimized acrossmultiple carriers. For purposes of describing these embodiments,reference will be made to 16 quadrature amplitude modulation (16 QAM)and quadrature phase shift keying (QPSK). Various 16 QAM and QPSKscenarios as well as E-DPCCH boosting are disclosed hereafter. For thesequential approaches described herein, the WTRU may select one of thecarriers to fill up with, data first. In a situation where the WTRU ispower limited and the grant, on that carrier is large enough to allowthe transmission of data using 16 QAM or E-DPCCH boosting, datatransmission may be inefficient if 16 QAM is used in one carrier and notenough power remains on the other carrier. In one embodiment, forexample, it may be more efficient in terms of data transmission andpower utilization to transmit on two carriers using QPSK than totransmit 16 QAM in one carrier only. Indeed, as higher order modulation,typically requires more energy per bit than lower-order modulations itmay be more energy efficient for the WTRU to use 16 QAM only when thelargest E-TFC which uses QPSK is used on both carriers and the WTRU hassufficient power and grant to transmit additional data. Doing so may notonly improve the WTRU battery life but also improve the network capacityfor a given user experience.

By way of further example, in another embodiment, the WTRU may not use16 QAM when the WTRU is power-limited. For example, when the WTRU ispower-limited, two carriers filled with QPSK may carry more data thanone carrier with 16 QAM and potentially another carrier with QPSK orbinary phase shift keying (BPSK). Furthermore, the latter configuration,of one carrier with 16 QAM and another carrier with QPSK or BPSK mayconsume additional WTRU battery power, and reduce the throughput of WTRUand reduce network capacity.

In yet another embodiment, the WTRU may be configured not to use 16 QAMwhen the WTRU is buffer-limited. It may be more operationally efficientfor the WTRU to empty its buffer with two carriers filled with QPSKinstead of a single carrier with 16 QAM or one carrier with 16 QAM andanother carrier with QPSK or BPSK. This would improve battery life andincrease network capacity.

In accordance with one embodiment, the WTRU may perform an E-TFCselection procedure for DC-HSUPA at least twice (i.e., E-TFC restrictionprocedures for DC-HSUPA are executed twice). In a first tentative E-TFCselection procedure, the WTRU calculates the E-TFC by not allowingE-TFCIs that are known to require 16 QAM operations. This additionalrestriction may be carried out for example during the E-TFC restrictionprocedure for each carrier such that these E-TFCIs would appear blockedto the E-TFC selection procedure. The WTRU may then record the twotransport block sets (TBSs) that result from the E-TFC selectionprocedures (one per carrier), record the total number of data bits (oroptionally data bits in addition to header bits and/or padding bits)that would be transmitted across the two carriers, and create the PDUscorresponding to these TBSs.

In a second tentative E-TFC selection procedure, the WTRU calculates theE-TFC with no further restriction on the E-TFCIs. This is achieved byexecuting the regular E-TFC restriction procedure. The WTRU may thenrecord the two TBSs that result from the E-TFC selection procedures (oneper carrier), record the total number of data bits (or optionally databits in addition to header bits and/or padding bits) that would betransmitted across the two carriers, and create the PDUs correspondingto these TBS.

The WTRU then compares the total number of bits that would betransmitted for each procedure (either using the sum of TBS selected orthe total number of data bits as calculated above) and selects thetentative E-TFCs that amount to the largest number of bits in total. TheWTRU then may create and transmit the MAC PDUs. If the PDUs were createdin advance, the WTRU may transmit the pair of PDUs that correspond tothe largest aggregate number of bits and discard the other two PDUs.

In accordance with another embodiment, the E-TFC restriction proceduremay be updated to restrict the WTRU from utilizing 16 QAM in one carrieronly.

This restriction may be applied when one or a combination, of thefollowing conditions are true:

(1) The WTRU shared available headroom, is below a threshold, where theheadroom here may be an averaged headroom (e.g., UPH) or aninstantaneous headroom;

(2) The NRPM is below a threshold;

(3) The WTRU shared available headroom is below a threshold and thegrant of one or the first selected carrier is above a threshold;

(4) The grant on the first selected carrier is greater than sharedavailable headroom or the NRPM; or

(5) The sum of the grants is larger than a threshold and the grant onone of the carriers is above a threshold.

The threshold described above may be predefined in the WTRU orconfigured by the network or determined by the WTRU based on otherconfigured values.

Alternatively, this restriction may be applied and performedconsecutively. When one of the conditions described above is met theWTRU may attempt to disallow 16 QAM or E-DPCCH boosting in one carrieronly. The E-TFC restriction may be performed for the first selectedcarrier. When E-TFC restriction is performed the WTRU may block therange of E-TFCI that would result in the WTRU transmitting using 16 QAMor E-DPCCH boosting. The E-TFC restriction function may determine whichE-TFCIs to block using one or a combination of the following criteria:

(1) AH E-TFCIs greater than or equal to E-TFCI_(boost);

(2) All E-TFCIs greater than or equal to the E-TFCI that would triggerthe WTRU to use 16 QAM. This value may be calculated and determined bythe WTRU initially;

(3) An E-TFCI to use for blocking may be configured by the network; or

(4) The WTRU block all E-TFCIs above certain number of bits, (e.g., 1000bits).

The E-TFC selection is performed according to the allowed grant andsupported E-TFCIs and the first carrier is filled up with data accordingto this value and the relevant E-TFC selection procedure. The WTRU thenproceeds to the second carrier and runs E-TFC restriction for the secondcarrier. The E-TFC restriction procedure for the second carrier may alsoblock the E-TFCIs as described above. Once the second carrier is filledup according to the supported E-TFCIs and the allowed grants, the WTRUmay stop the E-TFC selection procedure, or alternatively go back to thefirst selected carrier if power and grant still remains. When E-TFCrestriction is run for the second time no E-TFCI that make use of 16 QAMor E-DPCCH boost are blocked, unless not allowed by power as the normalE-TFC restriction procedure. Alternatively, the WTRU just performsnormal E-TFC selection. The WTRU may also go back to the second carrieragain if power still remains. This procedure requires iterative E-TFCselection procedure and may increase complexity. However, if thisprocedure is performed when the criteria described above is met, theWTRU may not need to do iterative processes.

Alternatively, when the E-TFC restriction is run on the second carrier,the WTRU may not Mock any of the above mentioned E-TFCIs. This way ifthe WTRU has enough power and grant it may transmit more data. Once thesecond carrier is filled up this way, the E-TFC selection procedure mayend, or alternatively the WTRU may try to continue filling up theinitial carrier if power, grant and data remains.

Embodiments for considering power imbalance are described hereafter.When two carriers are being transmitted with large power imbalance, thesignal-to-noise ratio (SNR) of the carrier with the smaller power may bedeteriorated by the presence of the other carrier. When a carriersuffers from adjacent carrier interference (e.g., due to a powerimbalance) the SIR measured at the Node-B is reduced due to thereduction, of SIR at the transmitter. The problems incurred from a largepower imbalance may be mitigated as part of the E-TFC selection andE-TFC restriction procedure.

In accordance with one embodiment, the occurrence of power imbalancebetween the two carriers may be reduced by further restricting the setof supported E-TFCs during the E-TFC restriction procedure such that theresulting power imbalance is maintained within a specific limit orthreshold. This may be accomplished, for example, by reducing theeffective PMax_(j) in the NRPM_(j) calculation in the E-TFC restrictionprocedure.

Alternatively, the WTRU may estimate the normalized remaining powermargin available for E-TFC selection based on the following equation forE-TFC candidate j:

NRPM_(j)=(PMax _(j) −P _(imbalance,j) −P _(DPCCH,target) −P _(DPCCH) −P_(HS-DPCCH) −P _(E-DPCCH,j))/P _(DPCCH,target);  Equation (45)

where it is assumed that PMax_(j) represents the remaining maximum powerfor a given carrier, PMaxj may include the contribution of the channelsbeing transmitted over the other carrier, if applicable. The parameterP_(imbalance,j) may be configured by the network or calculated by theWTRU.

In order to simplify WTRU operation, a power imbalance situation may beconsidered to occur when the difference between the total transmit power(including all channels) and the transmit DPCCH power in the othercarrier is larger than a threshold (P_(Thresh)). The WTRU chooses one ofthe carriers to fill up first (carrier x corresponds to the highestpriority carrier (i.e., first carrier to be filled up) and carrier ycorresponds to the second carrier to be filled up if power or grantremains).

For each E-TFC candidate j, the WTRU may calculate the totaltransmission power for E-TFC_(j) for carrier z (where z is the carrierindex x or y) as follows:

P _(tot,z,j) =P _(DPCCH,target z) +P _(HS-DPCCH) +P _(E-DPCCH,zj) +P_(E-DPDCH,zj),  Equation(46)

P_(HS-DPCCH) is taken into account when carrier z corresponds to theanchor carrier or the carrier in which HS-DPCCH is being transmitted.

If |P_(tot,z,j)−P_(DPCCH,target k)|<P_(Thresh):

-   -   Then        P_(imbalance,j,z)=|P_(tot,z,j)−P_(DPCCH,target k)|−P_(Thresh):    -   else        -   P_(imbalance,j,z)=0            k is the carrier index where (e.g., k≠z (e.g., if z is            carrier x then k represents carrier y and vice versa).

NRPM for carrier x is computed as follows:

NRPM_(j,x)=(PMax_(j,x) −P _(DPCCH,targetx) −P _(DPCCH,targety) −P_(DPCCH,x,y) −P _(HS-DPCCH,x,y) −P _(E-DPCCH,j,x)−P_(imbalance,j,x))/P_(DPCCH,target) _(—) _(x). Equation (47)

Optionally, P_(imbalance,j,z) may be taken into account if it is greaterthan zero and the above conditions are met. If P_(imbalance,j,z) is lessthan zero then P_(imbalance,j,z) may be set to zero or equivalently nottaken into account in the NRPM calculations.

P_(thresh) may be configured by the network, determined by the WTRU or,calculated based on specific device designs or requirements. TheP_(thresh) may be a static number or alternatively, may dynamicallychange based on the candidate E-TFCj.

The WTRU then chooses the supported E-TFC according to the NRPM forcarrier x. Since the power imbalance is taken into account in the NRPM,the supported E-TFC(s) will include the E-TFC for which no powerimbalance issues will result.

The same power imbalance check may be performed for carrier y once E-TFCTFC selection is performed in carrier x or if a retransmission isongoing in carrier x. If a retransmission is ongoing on carrier x, noE-TFC selection will be performed for carrier x, but the power of theretransmission in carrier x is taken into account in the E-TFCrestriction of carrier y.

More specifically, the NRPM_(j,y) is calculated as follows:

NRPM_(j,y)=(PMax_(j,y) −P _(DPCCH,targetx) −P _(DPCCH,targety) −P_(DPCCH,x,y) −P _(HS-DPCCH,x,y) −P _(E-DPCCH,x) −P _(E-DPDCH,x) −P_(E-DPCCH,j,y) −P _(imbalance,j,y))/P _(DPCCH,targety);  Equation (48)

where P_(imbalance,j,y) may be equivalently calculated as describedabove, where z=y and k=x, and P_(E-DPDCH,z,j) is an estimated E-DPDCHtransmit power for the E-TFCI_(j) determined for carrier z.

Alternatively, the WTRU may consider a power imbalance if the differencebetween the total transmitted power P_(tot,y) and the total transmittedpower in carrier x P_(tot,x) is greater than a threshold, P_(thresh).

Optionally, if a retransmission in carrier x is ongoing and the power incarrier x is too high with respect to the determined power in carrier y,or vice versa, the E-TFC selection may take this into account andalleviate the problem by padding. This situation may occur if the WTRUis buffer limited and there is enough grant and power available in theother carrier. More specifically, if the difference of total powerbetween the two carriers (P_(diff)) is greater than P_(thresh), the WTRUmay fill up the difference (P_(thresh)−P_(diff))with padding bits.

Some additional examples cases of sequential E-TFC restrictionprocedures are described hereafter. The WTRU may transmit DPCCH in bothcarriers every TTI. Alternatively, the WTRU may optimize powerconsumption by not transmitting DPCCH in both carriers in the same TTIif certain conditions are satisfied. When no E-DCH data is transmittedin one of the carriers it may be beneficial that the WTRU does nottransmit DPCCH on that carrier. In this case, the WTRU may transmitDPCCH on that carrier according to a configured cycle or according to aninactivity period (i.e., period in which no data is transmitted in oneof the carriers). This will avoid long periods of DPCCH silence. Forinstance, after x TTIs of silence periods the WTRU may transmit a DPCCHburst to allow for proper power control.

A WTRU selects a carrier to treat first according to one of theembodiments for carrier selection described above. The carriers areidentified as x and y, where x is the carrier selected first and y isthe other carrier and x does not necessarily correspond to the anchorcarrier.

The WTRU determines whether the WTRU is required to transmit DPCCHand/or HS-DPCCH on both carrier or on a single carrier. The WTRU maydetermine whether any of the control channels have to be transmitted onboth carriers or not based on one or any combination of the following:whether the WTRU is scheduled for a DPCCH burst on that TTI on bothcarriers (i.e., according to the DTX cycles on each carrier); whetherthe WTRU behaviour allows the WTRU not to transmit DPCCH when no E-DCHdata is transmitted or when no HS-DPCCH is transmitted on that carrier;whether the WTRU has to transmit HS-DPCCH on both carriers; or when theWTRU has chosen one of the carriers to transmit E-DCH data based on oneof the embodiments described above, whether a DPCCH or HS-DPCCH isrequired on the remaining carrier.

If it is determined that no DPCCH or HS-DPCCH is necessarily required oncarrier y, the WTRU may perform E-TFC restriction procedure for carrierx where the NRPM_(j,x) is equivalent to:

NRPM_(j,x)=(PMax_(j,x) −P _(DPCCH,targetx) −P _(DPCCH,x) −P_(HS-DPCCH,x) −P _(E-DPCCH,j,x))/P _(DPCCH,targetx).  Equation (49)

In equation (49), if DPDCH is not allowed in carrier x or if no DPDCH isscheduled for transmission, the P_(DPDCH,x) may not be taken intoaccount.

If DPDCH is being transmitted in carrier y and carrier x is selectedfirst for E-DCH transmission:

NRPM_(j,x)=(PMax_(j,x) −P _(DPCCH,targetx) −P _(DPCCH,targety) −P_(DPCCH,targety) −P _(HS-DPCCH,x) −P _(E-DPCCH,j,x))/P_(DPCCH,targetx).  Equation (50)

Based on E-TFC selection and E-TFC restriction the WTRU determines thenumber of bits that may be transmitted on the selected carrier x,according to the available remaining power determined based on the aboveNRPM, the available serving grant for that carrier and the non-scheduledgrant. A MAC-i PDU for carrier x may then be created or an E-TFCI may bedetermined.

The WTRU then performs E-TFC restriction procedure for carrier y, whereNRPM_(j,y) may be determined as follows:

NRPM_(j,y)=(PMax_(j,y) −P _(DPCCH,targetx) −P _(DPCCHx/y) −P_(HS-DPCCHx/y) −P _(E-DPCCH,j,x) −P _(E-DPCCH,x) −P _(DPCCH,target,y) −P_(HS-DPCCH,j,y) −P _(E-DPCCHj,y) −P _(backoff))/P_(DPCCH,targety).  Equation (51)

P_(backoff) (maximum power reduction) may be subtracted explicitly inthe NRPM calculation as shown in equation (51) or it may be taken intoaccount in the determined value of P_(maxj,y), which will be explainedbelow. The value may be a static value, or alternatively may depend on anumber of factors and resources used in the additional carrier.

The WTRU may then determine whether E-DCH data may be transmitted incarrier y. The WTRU may determine not to transmit E-DCH on carrier y inone or a combination of conditions that the NRPMy is below a configuredthreshold, the largest supported E-TFC as obtained from the E-TFCrestriction procedure is smaller than or equal to the largest E-TFC ofthe minimum E-TFC set, the determined “Maximum Supported Payload” (fromthe E-TFC restriction procedure) is below a configured threshold, theminimum value between the remaining scheduled grant payload and themaximum supported payload for carrier y is below a configured orpredetermined threshold, and/or the remaining scheduled grant payloadfor carrier y is below a configured or predetermined threshold, etc. Ifthe WTRU is transmitting E-DCH in the new carrier, the DPCCHtransmission also has to take place in that TTI.

If the WTRU determines that a DPDCH and/or HS-DPCCH needs to betransmitted on carrier y the following calculation may be performed forNRPM_(j,x):

NRPM_(j,x)=(PMax_(j,x) −P _(DPCCH,targetx) −P _(DPCCH,x) −P_(HS-DPCCH,x,) −P _(E-DPCCH,j,x) −P _(DPCCH,y) −P _(HS-DPCCH,y) −P_(backoff))/P _(DPCCH,targetx).  Equation (52)

The above equation (52) affects the maximum supported payload xdetermined as part of E-TFC restriction. This formulation of NRPM_(j,x)in equation (52) may be used for both cases, wherein if the WTRUdetermines that no DPCCH or no HS-DPCCH is being transmitted thecorresponding powers are not taken into account. P_(backoff) correspondsto the additional power losses incurred if the WTRU transmits on bothcarriers, (e.g., due to power restriction for maintaining linearity atthe transmitter). This value may be a constant or may depend on otherfactors. The NRPM calculations described above are scaled accordingly ifthe TTI for which the procedure is being performed corresponds to acompressed mode gap.

If a retransmission is ongoing in one of the carriers (i.e., carrier x)then E-TFC selection and E-TFC restriction is done for the remainingcarrier y where:

NRPM_(j,y)=(PMax_(j,y) −P _(DPCCH,targetx) −P _(DPCCHx/y) −P_(HS-DPCCHx/y) −P _(E-DPCCH,j,x) −P _(E-DPCCH,j,x) −P _(DPCCH,target,y)−P _(HS-DPCCH,y) −P _(E-DPCCHj,y) −P _(backoff))/P _(DPCCH,targety).  Equation (53)

Although features and elements are described above in particularcombinations, each feature or element can be used alone without theother features and elements or in various combinations with or withoutother features and elements. The methods or flow charts provided hereinmay be implemented in a computer program, software, or firmwareincorporated in a computer-readable storage medium for execution by ageneral purpose computer or a processor. Examples of computer-readablestorage mediums include a read only memory (ROM), a random access memory(RAM), a register, cache memory, semiconductor memory devices, magneticmedia such as internal hard disks and removable disks, magneto-opticalmedia, and optical media such as CD-ROM disks, and digital versatiledisks (DVDs).

Suitable processors include, by way of example, a general purposeprocessor, a special purpose processor, a conventional processor, adigital signal processor (DSP), a plurality of microprocessors, one ormore microprocessors in association with a DSP core, a controller, amicrocontroller, Application Specific Integrated Circuits (ASICs), FieldProgrammable Gate Arrays (FPGAs) circuits, any other type of integratedcircuit (IC), and/or a state machine.

A processor in association with software may be used to implement aradio frequency transceiver for use in a wireless transmit receive unit(WTRU), user equipment (UE), terminal, base station, radio networkcontroller (RNC), or any host computer. The WTRU may be used in aautonomous environment such as a sensor network or machine-to-machinenetwork environment, or the WTRU may be used in conjunction with othermodules, implemented in hardware and/or software, such as a camera, avideo camera module, a videophone, a speakerphone, a vibration device, aspeaker, a microphone, a television transceiver, a hands free headset, akeyboard, a Bluetooth® module, a frequency modulated (FM) radio unit, aliquid crystal display (LCD) display unit, an organic light-emittingdiode (OLED) display unit, a digital music player, a media player, avideo game player module, an Internet browser, and/or any wireless localarea network (WLAN) or Ultra Wide Band (UWB) module.

What is claimed is:
 1. A method for allocating power for a plurality of uplink carriers, the method comprising: determining an available power for scheduled transmissions associated with the plurality of uplink carriers by subtracting, from a maximum WTRU transmit power: a sum of power associated with a dedicated physical control channel (DPCCH) for the plurality of uplink carriers, a power associated with a high speed dedicated physical control channel (HS-DPCCH), and a power allocated for non-scheduled transmissions for a primary uplink carrier of the plurality of uplink carriers; and allocating the available power for scheduled transmissions among the plurality of uplink carriers. 